ALL COURSES START AT 10AM and finish between 11AM and 12midday
| June 16th | SMF16 COMPLIANCE DIRECTOR TRAINING |
|---|---|
| June 18th | M&A IN RETAIL FINANCIAL SERVICES - A GUIDE |
| June 25th | INTRODUCERS AND APPOINTED REPRESENTATIVES |
CONSUMER DUTY 3 - LAST CALL ON THE AGENDA PLAN REQUIREMENT - DEADLINE OCTOBER 22
Written on 13/10/2022
If you haven't yet written your plan, you have until the end of October to write your plan of action on the Consumer Duty.
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Newsletter - August 2024
Kirsty Turner - 30/08/2024ICARA CAPITAL ADEQUACY RULES FOR IFAS
Charlie Palmer - 05/12/2023THE PENSIONS MERRY GO ROUND
Charlie Palmer - 27/10/2023REGULATION AND JOINING THE ELITE
Charlie Palmer - 06/10/2023AUTO-COMPLAINT HANDLING
Charlie Palmer - 08/09/2023CYBER FRAUD AT TRAVEL AGENTS - ALVARO ADVISES BOOK YOUR HOLIDAY DIRECT WITH AIRLINE
Charlie Palmer - 11/08/2023BATSOFT LAUNCH SM&CR TOOL
Charlie Palmer - 07/08/2023CONSUMER DUTY - NOW IT IS EMBEDDED
Charlie Palmer - 07/08/2023FCA ABOLISHES THE FOUR WEEK COMPLAINTS RESPONSE LETTER
Charlie Palmer - 25/07/2023FCA - THE PRICE REGULATOR, SERVICING FEES AND MIFID RESTRICTIONS
Charlie Palmer - 25/07/2023
Kirsty Turner - 30/08/2024ICARA CAPITAL ADEQUACY RULES FOR IFAS
Charlie Palmer - 05/12/2023THE PENSIONS MERRY GO ROUND
Charlie Palmer - 27/10/2023REGULATION AND JOINING THE ELITE
Charlie Palmer - 06/10/2023AUTO-COMPLAINT HANDLING
Charlie Palmer - 08/09/2023CYBER FRAUD AT TRAVEL AGENTS - ALVARO ADVISES BOOK YOUR HOLIDAY DIRECT WITH AIRLINE
Charlie Palmer - 11/08/2023BATSOFT LAUNCH SM&CR TOOL
Charlie Palmer - 07/08/2023CONSUMER DUTY - NOW IT IS EMBEDDED
Charlie Palmer - 07/08/2023FCA ABOLISHES THE FOUR WEEK COMPLAINTS RESPONSE LETTER
Charlie Palmer - 25/07/2023FCA - THE PRICE REGULATOR, SERVICING FEES AND MIFID RESTRICTIONS
Charlie Palmer - 25/07/2023