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All news

#	Contenido
6	PTOO transfers set to boom in 2017 â€“ transfer values jump 25% Written on 10/08/2018 Read more
5	IFA market in May Written on 10/08/2018 Read more
8	Introducer Appointed Representatives Written on 10/08/2018 Read more
7	Attorney General confirms IFAs will be unaffected by Brexit Written on 10/08/2018 Read more
9	Transfers of Occupational Schemes Written on 10/08/2018 Read more
10	Metlife bonds Written on 10/08/2018 Read more
11	Pension transfer introducers under attack Written on 10/08/2018 Read more
12	Minority shareholdings in a company Written on 10/08/2018 Read more
13	Appointing senior managers as directors Written on 10/08/2018 Read more
14	FSCS fee levy Written on 10/08/2018 Read more
15	Bankruptcy and Pension Drawdown Written on 10/08/2018 Read more
16	Sale and Rent Back Written on 10/08/2018 Read more
17	FCA concern over illiquid assets and open-ended investment funds Written on 10/08/2018 Read more
18	Fixed and Individual protection 5th April 2017 Written on 10/08/2018 Read more
19	FOS loses in High Court Written on 10/08/2018 Read more
20	SJP accounts show adviser losses Written on 10/08/2018 Read more
21	Pension Advice Allowance - Excellent news for employee benefit providers Written on 10/08/2018 Read more
22	HMRC plans for Autumn statement Written on 10/08/2018 Read more
23	Retrospective tax on past In specie transfers to pensions Written on 10/08/2018 Read more
24	Summary of life time allowance Written on 10/08/2018 Read more
25	QROPS tax charge Written on 10/08/2018 Read more
26	FCA amend definitions of consumer credit Written on 10/08/2018 Read more
27	Exemptions from FCA Consumer Credit Licence rules Written on 10/08/2018 Read more
28	Apply for full authorisation with FCA Written on 10/08/2018 Read more
29	FCA Connect - Alert Written on 10/08/2018 Read more
30	PII â€“ update Q2 2017 Written on 10/08/2018 Read more
31	Net relevant life policies Written on 10/08/2018 Read more
32	The Path to DFM Written on 10/08/2018 Read more
33	FCA fines former investment banker for sharing client confidential information Written on 10/08/2018 Read more
34	Nil Rate Band exemption Written on 10/08/2018 Read more
35	Discounted Gift Trust Guide DGT now avalible in the Document Libary Written on 10/08/2018 Read more
36	Salary Sacrifice Changes this new tax year Written on 10/08/2018 Read more
37	Only advise under a contract Written on 10/08/2018 Read more
38	Investment Trusts vs OEICS Written on 10/08/2018 Read more
39	Subordinated loans and exempt cad Written on 10/08/2018 Read more
40	Pension transfers continue to be our biggest subject Written on 10/08/2018 Read more
41	No proof of providing the terms of business Written on 10/08/2018 Read more
42	Transfer of an existing Life policy into a trust Written on 10/08/2018 Read more
43	Proposed merger of WMA and APFA Written on 10/08/2018 Read more
44	Damages for paying claims late Written on 10/08/2018 Read more
45	Cap ad changes finally come into forceâ€¦ Written on 10/08/2018 Read more
46	CityUK report on Brexit and financial services sector Written on 10/08/2018 Read more
47	New IDD rules in GI market Written on 10/08/2018 Read more
48	The Definition of exotic products / UCIS / NMPI Written on 02/07/2024 Read more
49	New Guide to Keyman cover Written on 10/08/2018 Read more
50	T&C for contractors Written on 10/08/2018 Read more
51	Focused or limited advice? Written on 10/08/2018 Read more
52	Departing IFAs take confidential information Written on 10/08/2018 Read more
53	What is the average for an IFA in the UK? Written on 10/08/2018 Read more
54	FCA led prosecution for advising without permission Written on 10/08/2018 Read more
55	Morgan Stanley report â€œFintech a guide to richesâ€ Written on 10/08/2018 Read more
56	Bond encashments Written on 10/08/2018 Read more
57	Scots pay more tax Written on 10/08/2018 Read more
58	Health and Safety and Employer responsibilites Written on 10/08/2018 Read more
59	RDR moves into insurance management Written on 10/08/2018 Read more
60	Personal service companies Written on 10/08/2018 Read more
61	FCA policy statement on appropriate qualification exam standards Written on 10/08/2018 Read more
62	FCA review of motor finance market indicates change Written on 10/08/2018 Read more
63	Equity Release Written on 10/08/2018 Read more
64	IFAs and the FCA Written on 10/08/2018 Read more
65	Protected Tax Free Cash is being treated as safeguarded rights by providers Written on 10/08/2018 Read more
66	Total expense ratio and the TAC Written on 10/08/2018 Read more
67	Findings from an FCA review of life insurers' lifestyle investment strategies in pensions Written on 10/08/2018 Read more
68	High Court says tax advisers breached duty of care Written on 10/08/2018 Read more
69	Findings from an FCA review of life insurers' lifestyle investment strategies in pensions Written on 10/08/2018 Read more
70	How to trade in EEA Written on 10/08/2018 Read more
71	FCA call for input on access to insurance for cancer suffers Written on 10/08/2018 Read more
72	New industry guide on lending to vulnerable customers Written on 10/08/2018 Read more
73	The week - By Charlie Llewellen Palmer Written on 10/08/2018 Read more
74	On 16 June 2017, the FCA announced that two individuals have been charged with insider dealing. Written on 10/08/2018 Read more
75	Queen's Speech 2017: financial services implications Written on 10/08/2018 Read more
76	Chinese shares to join MSCI emerging market indices Written on 10/08/2018 Read more
77	FCA takes action against Admiral for giving customers inaccurate information in renewal documents Written on 10/08/2018 Read more
78	Findings from an FCA review of life insurers' lifestyle investment strategies in pensions Written on 10/08/2018 Read more
79	Chancellor on Brexit and financial services in Mansion House speech Written on 10/08/2018 Read more
80	Pension Transfers Written on 10/08/2018 Read more
81	FCA compliance and the Mortgage Credit Directive Written on 10/08/2018 Read more
82	IFAs take Â£70k pre RDR pa trail - FCA Asset Management Study Written on 10/08/2018 Read more
83	FCA Asset Management Market Study Written on 10/08/2018 Read more
84	Staff Incentives Written on 10/08/2018 Read more
85	Enforcement and directors Written on 10/08/2018 Read more
86	Pension freedom problem created by Government Written on 10/08/2018 Read more
87	ICO fines Moneysupermarket.com Ltd Â£80,000 for sending unsolicited direct Written on 10/08/2018 Read more
88	GAD rates and MPAA Reducing Written on 10/08/2018 Read more
89	MiFID II passporting forms Written on 10/08/2018 Read more
90	FCA and the investment platforms market study Written on 10/08/2018 Read more
91	Free Download Written on 10/08/2018 Read more
92	Pension transfers set to boom Written on 10/08/2018 Read more
93	Esoteric investment problems Written on 10/08/2018 Read more
94	IFAs to report on offshore structures Written on 10/08/2018 Read more
95	Supervisor Training Written on 10/08/2018 Read more
96	Lead generation under pressure from ICO Written on 10/08/2018 Read more
97	HMRC Fines for non reporting of Drawdown cases Written on 10/08/2018 Read more
98	Pensions and Lasting Power of Attorney LPA Written on 10/08/2018 Read more
99	FCA has published a second consultation paper on PII and FSCS Written on 10/08/2018 Read more
100	PII to exclude Insolvency exclusions Written on 10/08/2018 Read more
101	PSD2 provides adviser access to customer payments Written on 10/08/2018 Read more
102	Pension developments November 17 Written on 10/08/2018 Read more
103	Pension Ombudsman rules against complainant Written on 10/08/2018 Read more
104	FCA consultation paper on the senior managers regime SMR Written on 10/08/2018 Read more
105	Annuity PAYE overcharges pensioners Written on 10/08/2018 Read more
106	S32, S226 and pension transfers Written on 10/08/2018 Read more
107	Inheritance Tax Relief Written on 10/08/2018 Read more
108	MiFid II Requirement IFA Target Market Analysis Documentation Written on 10/08/2018 Read more
109	Strategy for Long Term Balanced Accounts Written on 10/08/2018 Read more
110	Pension Knowledge Question Written on 10/08/2018 Read more
111	Boom in alternative assets Written on 10/08/2018 Read more
112	FCA's 2018-19 business plan Written on 10/08/2018 Read more
113	ICO Legitimate Interests' Guidance Written on 10/08/2018 Read more
114	Pension Transfers and Opt Outs Written on 10/08/2018 Read more
115	Test question! Written on 10/08/2018 Read more
116	Pension Transfers Written on 10/08/2018 Read more
117	FCA Round robin emails â€“ part one - Did you receive it? Written on 10/08/2018 Read more
118	FCA round robin emails â€“ part two â€“ why it's important for you Written on 10/08/2018 Read more
119	Thematic review of non-advised drawdown Written on 10/08/2018 Read more
120	Thomson Reuters has published a report on culture and conduct risk 2018. Written on 10/08/2018 Read more
121	FCA consults on 2018/19 regulated fee and levy rate proposals Written on 10/08/2018 Read more
122	Gabriel reports must be accurate as the FCA prepare to review data submissions in time for a report in October Written on 10/08/2018 Read more
123	How to complete pension sharing orders on Gabriel Written on 10/08/2018 Read more
124	Data protection and EEA and emailing your files Written on 10/08/2018 Read more
125	General Insurance Written on 10/08/2018 Read more
126	Ransomware Attack - IFAC Advice Written on 10/08/2018 Read more
127	Sacking clients Written on 10/08/2018 Read more
128	FCA launch suitability report thematic review (April 2016) Written on 10/08/2018 Read more
129	JCB and DHL fined together Written on 10/08/2018 Read more
130	Compliance Calling 7th February 2017 Written on 10/08/2018 Read more
131	Compliance Calling 7th January 2017 Written on 10/08/2018 Read more
132	Compliance Calling 10th January 2017 Written on 10/08/2018 Read more
133	Compliance Calling 14th February Written on 10/08/2018 Read more
134	FCA initial report on assessing suitability review Written on 10/08/2018 Read more
135	FCA Annual Report 2017 Written on 10/08/2018 Read more
136	Monthly Newsletters Written on 10/08/2018 Read more
137	Adverts and Satsuma loans Written on 10/08/2018 Read more
138	The issue of â€˜insistent clientsâ€™ has come to a head with the recent pension reforms and the industry has been airing their various views in the t Written on 10/08/2018 Read more
139	EU legislation will affect Data Protection whether in or out Written on 10/08/2018 Read more
140	Compliance Calling 17th January 2017 Written on 10/08/2018 Read more
141	Compliance Calling 7th March 2017 Written on 10/08/2018 Read more
142	Compliance Calling 28th February 2017 Written on 10/08/2018 Read more
143	Risk and the need for Reg-tech Written on 10/08/2018 Read more
144	Santander breach promotion rules Written on 10/08/2018 Read more
145	NatWest fine makes for uncomfortable reading for compliance staff and industry Written on 10/08/2018 Read more
146	Barclays fine explained -a lesson in completing your breach register Written on 10/08/2018 Read more
147	EBA consults on draft recommendations on outsourcing to cloud service providers Written on 10/08/2018 Read more
148	FCA confirm that network members may not conduct pension transfers, nor transfer safeguarded rights Written on 10/08/2018 Read more
149	Pension Freedom - Struggling to keep up with all the changes? Written on 10/08/2018 Read more
150	Ransomware Attack Written on 10/08/2018 Read more
151	Test question 27/04/2018 Written on 10/08/2018 Read more
152	A healthy share price means healthy IFA. Written on 10/08/2018 Read more
153	Kenâ€™s fund choice for the week Written on 10/08/2018 Read more
154	M and A activity at DFM for sale Written on 04/10/2024 Read more
155	FCA complaints data for second half of 2017 Written on 10/08/2018 Read more
156	Mortgages and product transfers Written on 10/08/2018 Read more
407	Buy to Let and Let to Buy - New procedures required from 26th June 2020 Written on 25/06/2020 Read more
157	BAT System to replace Reever Written on 10/08/2018 Read more
158	IFA receives a request to delete data Written on 10/08/2018 Read more
159	Ken Baksh August 2020 Market Report Written on 10/08/2018 Read more
160	FCA fees Written on 10/08/2018 Read more
161	Andrew Bailey this week said this about the changing face of UK savings: Written on 10/08/2018 Read more
162	Call recording Written on 10/08/2018 Read more
163	IHT review announced by HM Government Written on 10/08/2018 Read more
164	Letter from an EU adviser â€“ The Elephant in the room Written on 10/08/2018 Read more
165	The Financial planner dilemma- OEICS or Bond with OEICS Written on 10/08/2018 Read more
166	HM Treasury summary of responses to consultation on legislation to support cheque imaging Written on 10/08/2018 Read more
167	Claims management to be regulated by FCA Written on 10/08/2018 Read more
168	Coats proposes merger of its UK DB schemes Written on 10/08/2018 Read more
169	Test question 8th May Written on 10/08/2018 Read more
170	Test question 11th May Written on 10/08/2018 Read more
171	The FCA and GDPR - 14 Days and countingâ€¦ Written on 10/08/2018 Read more
172	What does the GDPR mean for SMEs? Written on 10/08/2018 Read more
173	The BAT SYSTEM goes live from Monday. Written on 10/08/2018 Read more
174	Important note to all our members concerning DB file checks and DB File Pre-scrutiny Written on 10/08/2018 Read more
175	IFAC's Occupational Pension Transfers File Check Service Written on 10/08/2018 Read more
176	Bonds versus OEICS Written on 10/08/2018 Read more
177	Mortgage Advice Compliance requirements. Written on 10/08/2018 Read more
178	The Resolution Foundation report proposes radical change to IHT; a lifetime receipts basis and a review of business and agricultural relief. Written on 10/08/2018 Read more
179	FSCS â€“ changes afoot Written on 10/08/2018 Read more
180	The week of the BAT Written on 10/08/2018 Read more
181	EMI and Europe Written on 10/08/2018 Read more
182	Banks Written on 10/08/2018 Read more
183	JP Morgan Chinese Investment Trust plc-ISIN-GB0003435012-JMC Written on 10/08/2018 Read more
184	Ocean finance â€“ doyen of daytime TV censured for promotion fail Written on 10/08/2018 Read more
185	Employing family members Written on 23/09/2024 Read more
186	GDPR client agreement letters Written on 10/08/2018 Read more
187	Pensions Regulator Publishes Information on DB Transfers Written on 10/08/2018 Read more
188	Test question 18th May Written on 10/08/2018 Read more
189	The real meaning of RDR Written on 10/08/2018 Read more
190	FCA review of Roboadvice Written on 10/08/2018 Read more
191	Unions urge Tata Steel to bolster pension payouts Written on 10/08/2018 Read more
192	Multifactor Investing Written on 10/08/2018 Read more
193	FCA speech on building societies and the future of retail banking Written on 10/08/2018 Read more
194	IFAs to be prosecuted for taking client data Written on 10/08/2018 Read more
195	Reduce your IHT by 10% by leaving 10% to charity. Written on 10/08/2018 Read more
196	ICO news and recent enforcement action Written on 10/08/2018 Read more
197	Test question 25th May Written on 10/08/2018 Read more
198	BAT DEVELOPMENTS Written on 10/08/2018 Read more
199	The week in brief Written on 10/08/2018 Read more
200	Limiting your Liability and cold calling Written on 10/08/2018 Read more
201	Aon survey DB schemes appointing IFAs Written on 10/08/2018 Read more
202	EIS/SEIS statistics - SUBSCRIPTIONS FELL 8% IN 2016/17 Written on 10/08/2018 Read more
203	MSCI Emerging Market index to include China: Written on 10/08/2018 Read more
204	Investment business still covered by insurance licence in EU Written on 10/08/2018 Read more
205	Bank Launches Â£500 Million Fund for SMEs Written on 10/08/2018 Read more
206	Test question 8th June Written on 10/08/2018 Read more
207	Charity Sector Pensions under the spotlight Written on 10/08/2018 Read more
208	Test question 15th June Written on 10/08/2018 Read more
209	Schroder European Real Estate Investment Trust - ISIN - Gb00By7R8K77 Written on 10/08/2018 Read more
210	The week in brief (w/c 11th June) Written on 10/08/2018 Read more
211	Family business succession Written on 23/09/2024 Read more
212	Senior Managers Regime Written on 10/08/2018 Read more
213	Test question 26th June Written on 10/08/2018 Read more
214	Prioritisation! Written on 10/08/2018 Read more
215	The MSCI Emerging Markets index is changed again Written on 10/08/2018 Read more
216	GDPR: self-reporting data breaches to the FCA Written on 10/08/2018 Read more
217	High street banks neglect small biz Written on 10/08/2018 Read more
218	A Fund for the World Cup Written on 10/08/2018 Read more
219	Test question 29th June Written on 10/08/2018 Read more
220	Pension transfers - the debate continues Written on 10/08/2018 Read more
221	Petition to Stop Insolvency Practitioners Raiding Client Funds Written on 10/08/2018 Read more
222	IPipeline solution builder for Protection Quotes Written on 10/08/2018 Read more
223	Test question 10th July Written on 10/08/2018 Read more
224	High court approves Royal London buy out of GARs. Written on 10/08/2018 Read more
225	Pensions week uncover dormant pension pots Written on 10/08/2018 Read more
226	Test question 13th July Written on 10/08/2018 Read more
227	Fund Management Research Written on 10/08/2018 Read more
228	Test question 20th July Written on 10/08/2018 Read more
229	Jargon Buster Written on 10/08/2018 Read more
230	Employee Benefits in 2018 Written on 10/08/2018 Read more
231	SASS and loanbacks etc Written on 10/08/2018 Read more
232	why Suitability Reports are required for protection Written on 10/08/2018 Read more
233	Test question 27/07/2018 Written on 10/08/2018 Read more
234	The General Data Protection Regulations (GDPR) - IFACâ€™s approach Written on 10/08/2018 Read more
235	How to sell your client book under GDPR Written on 10/08/2018 Read more
236	New GDPR client agreement Written on 10/08/2018 Read more
237	Test question 3rd August Written on 10/08/2018 Read more
238	Test question 10th August Written on 10/08/2018 Read more
239	Model Discretionary Investment Management Agreement for a professional client Written on 10/08/2018 Read more
240	GDPR for Will Writers and Trustees Written on 10/08/2018 Read more
241	Data Protection and GDPR Written on 10/08/2018 Read more
242	Compensation for Mis-sold SIPP/ investments & QROPs Written on 10/08/2018 Read more
243	ETFs - an excellent introduction and risk assessment Written on 10/08/2018 Read more
244	The GDPR is just beginning Written on 10/08/2018 Read more
245	Pensions Ombudsman pushes pension transfer liability onto Occupational scheme Written on 10/08/2018 Read more
246	Insistent clients dealt a final death-blow by tribunal Written on 10/08/2018 Read more
247	Pensions Ombudsman pushes pension transfer liability onto Occupational scheme Written on 10/08/2018 Read more
248	BAT Training Written on 19/10/2018 Read more
249	FCA Visit Preparation Written on 19/10/2018 Read more
250	Anti Money Laundering Training Written on 19/10/2018 Read more
251	Supervisor/Director Training Courses Written on 19/10/2018 Read more
252	Member Update 19th October Written on 19/10/2018 Read more
253	Member Update 26th October Written on 29/10/2018 Read more
254	Member Update 2nd November - SIPP claims Written on 02/11/2018 Read more
255	T&C Written on 05/11/2018 Read more
256	FOS and the IFAC Challenge Written on 05/11/2018 Read more
257	Member Update 9th November Written on 09/11/2018 Read more
258	Member Update 16th November 2018 Written on 15/11/2018 Read more
259	Member Update 23rd November 18 Written on 23/11/2018 Read more
260	Member Update 30th November 18 Written on 30/11/2018 Read more
261	Member Update 7th December Written on 06/12/2018 Read more
262	Newsletter 14th December 18 Written on 14/12/2018 Read more
263	Newsletter 14th December 18 Written on 14/12/2018 Read more
264	Member Update 4th January Written on 04/01/2019 Read more
265	Member Update 11th January Written on 11/01/2019 Read more
266	Member Update 18th January Written on 17/01/2019 Read more
267	Member Update 1st February 2019 Written on 31/01/2019 Read more
268	IFAC launch Automated Annual Money Laundering Report Written on 05/02/2019 Read more
269	Commission Clawback risk drives new procedure Written on 05/02/2019 Read more
270	Pure Legal blitz industry with interest only mortgage claims Written on 05/02/2019 Read more
271	Member Update 15th February 2019 Written on 15/02/2019 Read more
272	Member Update 22nd February 2019 Written on 25/02/2019 Read more
273	VAT on SIPPs Written on 25/02/2019 Read more
274	The BB principal of liability Written on 25/02/2019 Read more
275	Cold Calling Written on 25/02/2019 Read more
276	ASR2 Written on 25/02/2019 Read more
277	DB contingent charging Written on 25/02/2019 Read more
278	Due Diligence and the IFA Written on 25/02/2019 Read more
279	Trainee Financial Adviser Courses Written on 25/02/2019 Read more
280	Member Update 1st March 2019 Written on 01/03/2019 Read more
281	Brexit â€“ new options open up immediately Written on 01/03/2019 Read more
282	Mifid II Disclosure Update Written on 05/03/2019 Read more
283	Dublin's interpretation of Hard Brexit Written on 05/03/2019 Read more
284	Family Companies Written on 23/09/2024 Read more
586	CAPITAL GAINS TAX PLANNING AND THE IFA Written on 17/11/2022 Read more
285	Member Update 8th March 19 Written on 07/03/2019 Read more
286	Member Update 15th March 2019 Written on 15/03/2019 Read more
287	FOS award limit Written on 15/03/2019 Read more
288	Delegated Authority Written on 15/03/2019 Read more
289	FCA Directory of Financial Advisers Written on 15/03/2019 Read more
290	New FCA register and its operations Written on 15/03/2019 Read more
291	Member Update 22nd March 2019 Written on 22/03/2019 Read more
292	In or Out Written on 22/03/2019 Read more
293	FCA action on reporting Gabriel Written on 22/03/2019 Read more
294	PII Market Review of FOS awards Written on 22/03/2019 Read more
295	Brexit Special Written on 26/03/2019 Read more
296	PII update on FOS limits Written on 04/04/2019 Read more
300	Auto Enrolment Written on 09/04/2019 Read more
297	Member Update 5th April 2019 Written on 04/04/2019 Read more
298	SJP Written on 04/04/2019 Read more
299	Sale of a Biz for Goodwill Written on 04/10/2024 Read more
301	Member Update 12th April 2019 Written on 11/04/2019 Read more
302	Charlie Palmer explores regulation and change in financial services Written on 11/04/2019 Read more
303	Niel Gavin explains ISA and LISA Written on 11/04/2019 Read more
304	Dear CEO - Financial Promotions Written on 16/04/2019 Read more
305	Weekly Question Written on 17/04/2019 Read more
306	FCA action on GI distribution chains Written on 18/04/2019 Read more
307	FCA's release their eagerly awaited business plan (seriously) Written on 29/04/2019 Read more
311	FCA regulation of CMCs Written on 03/05/2019 Read more
308	Weekly Question - Mortgages Written on 29/04/2019 Read more
309	DB Pensions - Be Afraid.....Be Very Afraid.....(Not me though!) Written on 02/05/2019 Read more
310	Weekly Question - Pensions Written on 02/05/2019 Read more
314	FCA proposes changes to mortgage advice rules to encourage consumer choice Written on 10/05/2019 Read more
312	Weekly Question - Taxation Written on 08/05/2019 Read more
313	MPAA - What is that I hear some of you ask? Written on 08/05/2019 Read more
315	How one Â£24,000 investment started a SIPP scare! Written on 16/05/2019 Read more
316	Weekly Question - Investments Written on 16/05/2019 Read more
317	Weekly Question - State Benefits Written on 17/05/2019 Read more
318	Cashflow modelling - Essential or Superfluous? Written on 17/05/2019 Read more
319	Member Update 24th May 2019 Written on 24/05/2019 Read more
320	LCF is a gamechanger; a FCA licence is a valuable thing Written on 24/05/2019 Read more
321	Inheritance It Brings Out The Best In Your Family Written on 28/11/2024 Read more
322	Weekly Question - Bonds Written on 30/05/2019 Read more
323	FCSC Levy Goes Up so advisers, it's your round again! Written on 06/06/2019 Read more
324	Weekly Question - Pensions Written on 06/06/2019 Read more
325	Disgruntled bank-clerk writes off debt without authority Written on 07/06/2019 Read more
326	Trust Me......Unit or Investment Trust? Written on 13/06/2019 Read more
327	Weekly Question - Compliance Risk Written on 13/06/2019 Read more
328	Is your buy to let interest waning.......? Maybe you need better company? Written on 19/06/2019 Read more
329	Weekly Question - Pensions Written on 19/06/2019 Read more
330	Diligence - Equitable Life, Arch Cru, Neil Woodford, who's next.....? Written on 26/06/2019 Read more
331	Weekly Question - Estate Planning Written on 26/06/2019 Read more
332	Test Written on 04/07/2019 Read more
334	Weekly Question - Investment Written on 04/07/2019 Read more
335	Weekly Question - Income Protection Written on 10/07/2019 Read more
336	Claims Management Companies. Champion of the average client or far less altruistic? Written on 11/07/2019 Read more
333	DB Schemes Deficits Go Up - Man the lifeboats! We are all doomed......? Written on 04/07/2019 Read more
337	Â£33,000 up for grabs for free! Written on 16/07/2019 Read more
338	Weekly Question - Property & Inheritance Tax Written on 16/07/2019 Read more
339	FCA ban crypto assets Written on 19/07/2019 Read more
340	The latest FCA Investigation - Stand By Your Beds! Written on 24/07/2019 Read more
341	The Toy-Boy Tax Written on 24/07/2019 Read more
342	Weekly Question Mortgage Protection Written on 24/07/2019 Read more
343	To Network or not.....that is the question? Written on 01/08/2019 Read more
344	Weekly Question - Pensions Written on 01/08/2019 Read more
345	Protect the most valuable asset you'll ever have (not those pug decorative plates!) Written on 01/08/2019 Read more
346	Advisers and Discretionary Fund Managers - Are the FCA now looking at you? Written on 08/08/2019 Read more
347	Edinburgh - Property Price Engine..... Written on 08/08/2019 Read more
348	Weekly Question Investments Written on 08/08/2019 Read more
349	Senior Managers Regime Written on 08/08/2019 Read more
350	Will DB transfers ever be viable again? Written on 15/08/2019 Read more
351	Weekly Question - Life Assurance Written on 15/08/2019 Read more
352	Synaptics Written on 22/08/2019 Read more
385	Member Update 6th December 19 Written on 05/12/2019 Read more
353	Advising or Selling - Which are you doing? Written on 29/08/2019 Read more
354	Weekly Question Regulation Written on 29/08/2019 Read more
355	Critical Illness Cover - More Important than ever? Written on 06/09/2019 Read more
356	Weekly Question - Senior Managers Regime Written on 06/09/2019 Read more
357	VCTs - Should you be considering them? Written on 18/09/2019 Read more
358	Weekly Question - Investing Written on 18/09/2019 Read more
359	HR FEATURE: Covert recording by employees. Written on 23/09/2019 Read more
360	Pension Sharing Orders on Divorce - Should you avoid them? Written on 25/09/2019 Read more
361	Weekly Question - Tax Efficient Investing Written on 25/09/2019 Read more
362	Weekly Question Written on 02/10/2019 Read more
363	Appointed Reps and DA firms Written on 02/10/2019 Read more
364	Weekly Question 11th October 19 Written on 11/10/2019 Read more
365	IHT revisited Written on 11/10/2019 Read more
366	IHT revisited Written on 11/10/2019 Read more
367	Senior Managers Regime - part three Written on 11/10/2019 Read more
368	Question for 18th October 19 Written on 17/10/2019 Read more
369	Cold Calling Ban Written on 22/10/2019 Read more
370	Question for 25th October 19 Written on 22/10/2019 Read more
371	Question for 1st November 19 Written on 01/11/2019 Read more
372	Lessons learned in a crisis with HSBC Written on 07/11/2019 Read more
373	Question for 8th November 19 Written on 07/11/2019 Read more
374	Lessons from Woodford Written on 12/11/2019 Read more
375	Woodford Update Written on 18/11/2019 Read more
379	Carry forward of tax relief Written on 19/11/2019 Read more
376	FTSE halves in size Written on 18/11/2019 Read more
377	Bonds Offshore versus Bonds onshore Written on 17/05/2024 Read more
587	INVESTMENT BONDS DUE TO MAKE A COMEBACK Written on 25/11/2022 Read more
378	IFAs and Psychotherapy Written on 18/11/2019 Read more
380	Member Update 22nd November 2019 Written on 21/11/2019 Read more
381	Shareholder or director? Written on 29/11/2019 Read more
382	Insurance - finalised FCA guidance on GI Distribution chain Written on 29/11/2019 Read more
383	Member Update 29th Nov 19 Written on 29/11/2019 Read more
384	Â£23.4 BILLION of Debt in small biz sector - IFAs unaffected Written on 29/11/2019 Read more
386	Member Update 13th December 19 Written on 13/12/2019 Read more
387	Pension contributions - maximum allowance Written on 16/12/2019 Read more
388	IFAs to fight back after Fake signature ruling on claim Written on 20/12/2019 Read more
389	Member Update 20th December 19 Written on 20/12/2019 Read more
390	Member Update 10th January 2020 Written on 09/01/2020 Read more
391	Farmland is the ultimate inheritance tax vehicle Written on 09/01/2020 Read more
392	Member Update 17th January 2020 Written on 16/01/2020 Read more
393	Member Update 20th January 2020 Written on 22/01/2020 Read more
394	Member update 20th January 2020 - part 2 Written on 22/01/2020 Read more
395	Member Update 31st January 2020 Written on 31/01/2020 Read more
396	Member update 7th February Written on 07/02/2020 Read more
397	Travel Insurance rule changes Written on 07/02/2020 Read more
398	Travel Insurance rule changes Written on 07/02/2020 Read more
399	IFAC File check appeal process Written on 07/02/2020 Read more
400	SMART SEARCH Written on 08/04/2020 Read more
401	Sarasin News for IFAC members Written on 15/05/2020 Read more
402	Robo Advice post Corona Written on 15/05/2020 Read more
403	Zoom calls provide an option to replace SR reports Written on 15/05/2020 Read more
404	Spill your conflakes with FOS letter denying hindsight Written on 15/05/2020 Read more
405	Member Update 29th May 2020 Written on 29/05/2020 Read more
406	DB Transfers and pensions 12th June 2020 Written on 11/06/2020 Read more
408	VAT and DFM Written on 26/06/2020 Read more
409	Synaptics training Written on 03/07/2020 Read more
410	FCA Capital issues for IFA firms going DFM Written on 03/07/2020 Read more
411	Vulnerable Clients back in the spotlight Written on 03/08/2020 Read more
412	Priips and the IFA Written on 07/08/2020 Read more
413	Model Fund Management Written on 11/08/2020 Read more
448	OFFSHORE ADVICE POST BREXIT Written on 04/03/2021 Read more
414	IFAC launch new exam on BAT for all brokers Written on 07/09/2020 Read more
415	Wirecard class action raises regulator immunity questions Written on 07/09/2020 Read more
416	September 2020 comment - the SHOFFICE Written on 07/09/2020 Read more
417	IFAs advising on bulk S32 transfers ALERT! Written on 18/09/2020 Read more
418	Ken Baksh Monthly Commentary - November 2020 Written on 01/10/2020 Read more
419	Defined Benefit Abridged Advice Written on 09/10/2020 Read more
420	Member update 30th October 2020 Written on 29/10/2020 Read more
421	Member update 6th November 2020 Written on 09/11/2020 Read more
422	Promotions under review Written on 09/11/2020 Read more
423	FSCS MAY BECOME NATIONAL INSURANCE SCHEME Written on 09/11/2020 Read more
424	CASHFLOW FORECAST TOOL LAUNCHED BY IFAC Written on 09/11/2020 Read more
425	MORTGAGE MARKET TOPSY TURVY Written on 09/11/2020 Read more
426	Ken Baksh investment view December 2020 Written on 01/12/2020 Read more
427	Professional Clients Written on 11/12/2020 Read more
428	Weekly update 11th December 2020 Written on 11/12/2020 Read more
429	IFAC's investment view January 2020 Written on 04/01/2021 Read more
430	NEW YEAR MESSAGE FROM IFAC Written on 16/01/2021 Read more
431	TRAINING FROM CRISPIAN Written on 16/01/2021 Read more
432	ONLINE POP UPS TO "AGREE TERMS" NOT ACCEPTABLE - ESMA Written on 16/01/2021 Read more
433	WORLD AUTHORITIES MOVE AGAINST BITCOIN Written on 16/01/2021 Read more
434	AUTO SR REPORTS FOR MORTGAGE BROKERS Written on 16/01/2021 Read more
435	NICK HALL, EXPLAINS - THE DOG IS A DOG, AND NOT A CUDDLY INSURANCE POLICY Written on 16/01/2021 Read more
436	Ken Baksh of IFAC's investment view Feb 2021 Written on 01/02/2021 Read more
437	TRAINING COURSES AT IFAC Written on 29/11/2024 Read more
638	Newsletter - August 2024 Written on 30/08/2024 Read more
636	ICARA CAPITAL ADEQUACY RULES FOR IFAS Written on 05/12/2023 Read more
618	GET YOUR NEW CONSUMER DUTY NCD REPORT Written on 19/06/2023 Read more
617	UBER CEO SENTENCED TO PRISON (SUSPENDED) FOR DATA BREACH Written on 26/05/2023 Read more
613	COMPLIANCE AUDITS BY IFAC Written on 10/05/2023 Read more
564	ALVARO'S CYBER SECURITY COLUMN - DRONES Written on 16/09/2022 Read more
522	BREWIN DOLPHIN SELLS FOR 2.8% OF ASSETS UNDER MANAGEMENT Written on 01/04/2022 Read more
523	ALVARO'S CYBER SECURITY COLUMN - RUSSIA'S IT CAPACITY PROBLEMS Written on 01/04/2022 Read more
524	PLAY DIP BINGO LEADS TO PANEL REMOVAL Written on 01/04/2022 Read more
525	FCA REG DATA HUNGRY - DEVOURING INFORMATION Written on 20/05/2022 Read more
526	FCA APPLICATIONS TIGHTEN Written on 20/05/2022 Read more
527	COUNTDOWN TO 2 FACTOR AUTHENTICATION IN BAT Written on 20/05/2022 Read more
528	PENSIONS TECHNICAL WITH KIRSTY TURNER Written on 20/05/2022 Read more
534	ALVARO'S CYBER SECURITY COLUMN - HEALTH DEVICES AND CYBER CRIME Written on 16/06/2022 Read more
529	FCA FEES GO UP WITH Â£250 FORM A FEE Written on 27/05/2022 Read more
530	ALVARO'S CYBER SECURITY COLUMN - CYBERATTACKS Written on 27/05/2022 Read more
531	FINANCIAL ADVICE IS CHANGINGâ€¦. Written on 27/05/2022 Read more
532	SELLING YOUR BUSINESS - CLIENT DATA AND OTHER HIDDEN COSTS Written on 09/06/2022 Read more
533	ALVARO'S CYBER SECURITY COLUMN - CHINESE STATE ATTACKS Written on 09/06/2022 Read more
535	FINANCIAL ADVICE AND THE FCA Written on 16/06/2022 Read more
536	CONFLICT OF INTEREST REGISTER Written on 23/06/2022 Read more
444	FCA Compliant Complaints Handling Written on 15/02/2021 Read more
440	Data Protection Officer training Written on 15/02/2021 Read more
438	Director and Supervisor training, including sign off for FCA purposes Written on 12/02/2021 Read more
439	Anti Money Laundering revisited for SMF 17â€™s Written on 15/02/2021 Read more
442	Pensions technical â€“ new developments in Pension work, GAR transfers Written on 15/02/2021 Read more
441	Vulnerable Clients Written on 15/02/2021 Read more
443	Compliance officer training course for SMF16 Written on 15/02/2021 Read more
445	TCF and the suitability of advice Written on 15/02/2021 Read more
449	Retirement Income Planning and FCA paper GC20/1 Written on 10/03/2021 Read more
450	The Training and Competence sourcebook (TC) changes Written on 11/03/2021 Read more
451	FCA directory list and the option for a bulk upload Written on 18/03/2021 Read more
452	Whistleblowing and the FCA Written on 25/03/2021 Read more
453	Ken Baksh investment view April 21 Written on 08/04/2021 Read more
454	FCA WARNS ADVISORS ON USING WHATSAPP AND SOCIAL MEDIA Written on 22/04/2021 Read more
455	CORPORATE PLANNING IDEAS ON RETIREMENT Written on 22/04/2021 Read more
456	Madoff Dies Written on 22/04/2021 Read more
457	From Madoff to Woodford Written on 22/04/2021 Read more
458	CRB - DBS CHECK Written on 22/04/2021 Read more
459	INVESTMENT BONDS & CARE HOMES Written on 17/05/2024 Read more
460	BEREAVEMENT GUIDANCE Written on 22/04/2021 Read more
461	WOMEN INVESTORS Written on 22/04/2021 Read more
462	FCA DATA LAKE Written on 22/04/2021 Read more
463	ONLINE TRAINING - TCF, VULNERABLE CLIENTS AND THE PUBLIC INTEREST DISCLOSURE ACT PIDA Written on 27/04/2021 Read more
464	ONLINE TRAINING - AML AND SMF17 ROLE Written on 27/04/2021 Read more
465	ONLINE TRAINING - DATA PROTECTION AND COMPLAINTS Written on 27/04/2021 Read more
466	ONLINE TRAINING - FOUNDATION IN FCA REGULATION FOR SUPPORT STAFF Written on 27/04/2021 Read more
467	ONLINE TRAINING - SMF3 COMPANY DIRECTOR IN FINANCIAL SERVICES Written on 27/04/2021 Read more
468	ONLINE TRAINING - M&A IN RETAIL FINANCIAL SERVICES - A GUIDE FOR BUYERS AND SELLERS GUIDE Written on 27/04/2021 Read more
474	New Supervisor Audit Pack issued by IFAC Written on 07/05/2021 Read more
475	File Check Results Paper Written on 11/05/2021 Read more
477	CP21/13 A New Consumer Duty Written on 20/05/2021 Read more
478	SMF REGIME â€“ WHAT IS THE POINT OF IT ALL? Written on 20/05/2021 Read more
480	Ken Baksh investment view June 21 Written on 01/06/2021 Read more
481	INVESTMENT PATHWAYS Written on 07/06/2021 Read more
482	LENDING MONEY PRIVATELY Written on 07/06/2021 Read more
484	Provider Disclosure of charges - Can your rely on it? Written on 28/06/2021 Read more
469	ONLINE TRAINING - INTRODUCERS AND APPOINTED REPRESENTATIVES Written on 27/04/2021 Read more
470	ONLINE TRAINING - SMF16 â€“ COMPLIANCE DIRECTOR TRAINING Written on 27/04/2021 Read more
471	IFAC ONLINE TRAINING - MAY AND JUNE 2021 Written on 28/04/2021 Read more
483	BOND YIELDS AND DB SCHEMES AND DILEMMAS FOR IFAS Written on 17/06/2021 Read more
479	Return to Work - policies and procedures Written on 24/05/2021 Read more
476	CP21/13 A New Consumer Duty Written on 17/05/2021 Read more
473	NEXT WEEKLY OPEN SURGERY - MONDAY 10TH MAY AT 12 MIDDAY UNTIL 12.30PM Written on 07/05/2021 Read more
472	Ken Baksh investment view May 21 Written on 04/05/2021 Read more
485	IFAC welcome Peter Hall to help with BAT Written on 28/06/2021 Read more
486	Ken Baksh investment view July 21 Written on 01/07/2021 Read more
487	File Check Results Paper - Q2 2021 Written on 08/07/2021 Read more
488	FCA GRANTED RULE CHANGING LICENCE Written on 08/07/2021 Read more
489	FUNERAL PLANS Written on 08/07/2021 Read more
490	FEATURE ARTICLE FROM KIRSTY TURNER, PENSION EXPERT AT IFAC Written on 16/07/2021 Read more
491	Ken Baksh investment view October 21 Written on 02/08/2021 Read more
497	Ken Baksh investment view November 21 Written on 01/11/2021 Read more
492	FCA probe into Monzo - what this means for IFAs Written on 06/08/2021 Read more
493	FCA â€œAPOLOGISEâ€ FOR SMF APPROVAL DELAYS Written on 02/09/2021 Read more
494	SAVING RATES IN UK LEAD TO AN IFA SAVINGS BOOM Written on 02/09/2021 Read more
495	MASTERCARD RULING IS JUST THE START Written on 03/09/2021 Read more
496	FCA ON THE RACK Written on 21/10/2021 Read more
498	HMRC AND CRYPTO ASSETS Written on 22/11/2021 Read more
499	DATA PROTECTION LEAK AN DACTIONS Written on 22/11/2021 Read more
500	LOCKDOWNS AND COVID LESSONS Written on 22/11/2021 Read more
501	FCA'S PERIMETER REPORT â€“ OBSERVATIONS FOR THE INSURANCE MARKET Written on 22/11/2021 Read more
502	SECONDARY INDIRECT DISCRIMINATION WHEN FORCING EMPLOYEES TO COME BACK TO THE OFFICE Written on 22/11/2021 Read more
503	KEN BAKSH ON ESG FUNDS Written on 22/11/2021 Read more
504	IFAC AND BAT Written on 22/11/2021 Read more
505	HR and Recruitment Page Written on 01/12/2021 Read more
506	Ken Baksh investment view December 21 Written on 03/12/2021 Read more
507	BENCHMARKING AND THE RISE OF INDEX TRACKING FUNDS Written on 03/12/2021 Read more
508	THE RISE OF THE SMALL IFA, AND WHY NO ONE CAN PROVE THAT ADVICE IS A SCALABLE BUSINESS Written on 03/12/2021 Read more
509	FCA PAPER ON REGULATORY FEES CP21/33 Written on 17/12/2021 Read more
510	FCA PAPER ON REGULATORY FEES CP21/33 - ARTICLE 2 Written on 21/12/2021 Read more
511	So how much CPD do you need in 2024? Written on 04/01/2022 Read more
512	KEN BAKSH INVESTMENT VIEW APRIL 2022 Written on 06/01/2022 Read more
513	FINANCIAL EXAMS ON BAT FOR 2022 Written on 14/01/2022 Read more
514	BITCOIN - THE ANSWER TO A PROBLEM THAT YOU NEVER KNEW YOU HAD Written on 14/01/2022 Read more
515	CYBERSECURITY AND YOU Written on 14/01/2022 Read more
516	THE REGULATION OF FUNERAL PLANS BY FCA - PS21-8 Written on 14/01/2022 Read more
517	FCA A NEW CONSUMER DUTY CP21-36 Written on 21/01/2022 Read more
518	A QUIZ FOR COMPLIANCE STAFF Written on 15/02/2022 Read more
519	FCA TO IMPROVE THE APPOINTED REPRESENTATIVE REGIME Written on 15/02/2022 Read more
520	PENSION TRANSFER SUB Â£30k - IS ADVICE REQUIRED? Written on 15/02/2022 Read more
521	ALVARO'S CYBERSECURITY COLUMN Written on 17/02/2022 Read more
537	KEN BAKSH LATEST TIP ON FUND MANAGEMENT Written on 27/06/2022 Read more
538	FCA FEES GOING UP 2022 Written on 30/06/2022 Read more
539	CLAIMS MANAGEMENT Written on 30/06/2022 Read more
540	TRUST - REGISTRATION WITH HMRC Written on 30/06/2022 Read more
541	FCA ZERO TOLERANCE ON PANEL REMOVAL Written on 30/06/2022 Read more
542	PFS DRAWS SWORDS WITH THE FCA Written on 30/06/2022 Read more
543	CYBER SECURITY FROM ALVARO Written on 30/06/2022 Read more
544	NON COMPETE CLAUSES IN EMPLOYMENT CONTRACTS Written on 30/06/2022 Read more
545	HIDDEN FEES IN FUND MANAGEMENT INDUSTRY Written on 08/07/2022 Read more
546	TIK TOK BANNED IN SOME PLACES Written on 14/07/2022 Read more
547	THE BIGGEST THING IN (YOUR) BUSINESS Written on 15/07/2022 Read more
548	ALVARO'S CYBER SECURITY COLUMN - RUSSIAN RANSOMWARE Written on 25/07/2022 Read more
549	THIS WEEK - FCA DELAYS AND TWELVE YEARS OF DATA Written on 25/07/2022 Read more
550	CANCELLATION POLICY FOR AUDITS Written on 25/07/2022 Read more
551	BRITISH STEEL PODCAST: INSURERS PI AND THE IFA MARKET Written on 25/07/2022 Read more
552	SARASIN - ONLINE SEMINAR FOR IFAC MEMBERS Written on 25/07/2022 Read more
553	KEN BAKSH INVESTMENT PAGE Written on 25/07/2022 Read more
554	BAT HAVE PRODUCED THE FOLLOWING SHORT PROMO VIDEOS Written on 25/07/2022 Read more
555	BRITISH STEEL NON CLAIMS WILL RESHAPE THE IFA INDUSTRY Written on 29/07/2022 Read more
556	NEW CONSUMER DUTY GUIDANCE Written on 29/07/2022 Read more
557	BAT AUTO REPORT WRITER Written on 29/07/2022 Read more
558	BOARDROOM BATTLES PART 1 DIRECTORS Written on 04/08/2022 Read more
559	A CONSUMER DUTY Written on 04/08/2022 Read more
560	CONSUMER DUTY AND THE RETURN OF RDR Written on 12/08/2022 Read more
561	BOARDROOM BATTLES PART 2 SHAREHOLDERS Written on 12/08/2022 Read more
562	WARNING - THIS WILL SAVE YOU TIME Written on 12/08/2022 Read more
563	ALVARO'S CYBER SECURITY COLUMN - RABBI CHAIM AND SATAN ATTACKS Written on 12/08/2022 Read more
593	WELCOME TO OUR FINAL NEWSLETTER FOR 2022 Written on 16/12/2022 Read more
584	CYBER SECURITY IN RETAIL FINANCIAL SERVICES Written on 11/11/2022 Read more
583	ALVARO'S CYBER SECURITY COLUMN - MOBILE SECURITY Written on 04/11/2022 Read more
577	CONSUMER DUTY Written on 13/10/2022 Read more
565	FCA DELAYS Written on 28/09/2022 Read more
566	WHATSAPP AND EMAIL Written on 28/09/2022 Read more
567	ALASTAIR FRAME ON MORTGAGE FILE CHECK FAILURES Written on 28/09/2022 Read more
568	SMF 17 - A MYSTERIOUS ROLE Written on 28/09/2022 Read more
569	KIRSTY TURNER ON FCA EXPECTATIONS ON NEW APPLICATIONS Written on 28/09/2022 Read more
570	TRAINING VIDEOS Written on 30/09/2022 Read more
571	KIRSTY TURNER - CONSUMER DUTY TEMPLATE IMPLEMENTATION PLAN Written on 30/09/2022 Read more
572	ALASTAIR FRAME ON FCA AUTHORISATION Written on 30/09/2022 Read more
573	ALVARO'S CYBER SECURITY COLUMN - WHATSAPP BUSINESS Written on 30/09/2022 Read more
574	ADVISING US CITIZENS ON INVESTMENTS IN THE UK Written on 06/10/2022 Read more
575	ALVARO'S CYBER SECURITY COLUMN - INFORMATION THEFT, THE ORDER OF THE DAY Written on 06/10/2022 Read more
576	CONSUMER DUTY SOLVED! Written on 07/10/2022 Read more
578	CONSUMER DUTY 2 - A CALL TO ACTION Written on 13/10/2022 Read more
579	CONSUMER DUTY 3 - LAST CALL ON THE AGENDA PLAN REQUIREMENT - DEADLINE OCTOBER 22 Written on 13/10/2022 Read more
580	INDEX LINKERS, THE SAFEST INVESTMENT LOSES 40% Written on 13/10/2022 Read more
581	THE GREAT BRITISH RETIREMENT SURVEY 2022 BY Interactive Investor Written on 13/10/2022 Read more
582	ALVARO - CYBER SECURITY COLUMN Written on 13/10/2022 Read more
585	COMPLIANCE NEWS - REASONS TO CELEBRATE Written on 11/11/2022 Read more
588	FCA FOCUS ON PROMOTIONS Written on 25/11/2022 Read more
589	KEN BAKSH INVESTMENT MONTHLY - APRIL 2023 Written on 02/12/2022 Read more
590	ALVARO CYBER WEEKLY SECURITY REPORT - HOW SAFE ARE COOKIES? Written on 02/12/2022 Read more
591	ROYAL LONDON CUT ADRIFT OFFSHORE CLIENTS WITH UK PENSIONS Written on 02/12/2022 Read more
592	STREAMLINED GUIDANCE WILL FAIL THE IFA SECTOR Written on 02/12/2022 Read more
594	NEW! CUSTOM REGISTER ON BATSOFT Written on 16/12/2022 Read more
595	CONSUMER DUTY IN ACTION Written on 16/12/2022 Read more
596	ALVARO - CYBER SECURITY COLUMN - CHRISTMAS 22 Written on 16/12/2022 Read more
597	ALVARO CYBER WEEKLY SECURITY REPORT - THE IMPORTANCE OF PREPARATION Written on 27/01/2023 Read more
598	PASSIVE INVESTMENT AND THE THREAT TO ADVICE Written on 27/01/2023 Read more
599	TIME AND THE ZEITGEIST FOR IFAS Written on 06/03/2023 Read more
600	ALVARO - CYBER SECURITY COLUMN - FEBRUARY 2023 Written on 06/03/2023 Read more
601	CAPITAL GAINS TAX YEAR END PLANNING 2023 Written on 06/03/2023 Read more
602	REG DATA TRAINING Written on 06/03/2023 Read more
603	The FTSE 100 has finally reached 8,000 for the first time. Written on 06/03/2023 Read more
604	AI IN FINANCIAL SERVICES Written on 06/03/2023 Read more
605	CHECK NI RECORDS BEFORE 5TH APRIL 23 Written on 07/03/2023 Read more
606	ROBO ADVICE FAILS AGAIN Written on 07/03/2023 Read more
607	FIN07 AML FCA Written on 24/03/2023 Read more
608	CHAT AI AND THE COMPULSTION TO SAY PLEASE Written on 24/03/2023 Read more
635	THE PENSIONS MERRY GO ROUND Written on 27/10/2023 Read more
634	REGULATION AND JOINING THE ELITE Written on 06/10/2023 Read more
633	AUTO-COMPLAINT HANDLING Written on 08/09/2023 Read more
630	CONSUMER DUTY - NOW IT IS EMBEDDED Written on 07/08/2023 Read more
620	AUDIT OPTIONS FOR RETAIL FINANCIAL SERVICES Written on 17/07/2023 Read more
621	BOILED EGGS AND THE RIGHT OR WRONG ANSWERS Written on 17/07/2023 Read more
622	ALVARO CYBER SECURITY Written on 17/07/2023 Read more
623	FILE CHECKS – REQUEST FOR HELP! Written on 17/07/2023 Read more
624	HMRC FINES 419 BUSINESSES FOR AML NON-COMPLIANCE Written on 17/07/2023 Read more
625	LINKED-INTO FAKE PROFILES Written on 17/07/2023 Read more
626	CRISPIN ODEY, THE FCA AND COUNTER PARTY RISK Written on 25/07/2023 Read more
627	NEVER INVEST IN A FUND MANAGER CARRYING THE NAME OF THE FOUNDER Written on 25/07/2023 Read more
628	FCA - THE PRICE REGULATOR, SERVICING FEES AND MIFID RESTRICTIONS Written on 25/07/2023 Read more
629	FCA ABOLISHES THE FOUR WEEK COMPLAINTS RESPONSE LETTER Written on 25/07/2023 Read more
631	BATSOFT LAUNCH SM&CR TOOL Written on 07/08/2023 Read more
609	THE FCA LOVE A SURVEY Written on 31/03/2023 Read more
610	CHAT AI AND THE IFA Written on 31/03/2023 Read more
611	ALVARO CYBER SECURITY COLUMN - PHISHING Written on 31/03/2023 Read more
614	ALLIANCE TRUST AND THE PLACE OF IRONY IN FUND MANAGEMENT Written on 10/05/2023 Read more
615	SSAS SCHEMES - WHAT IS NOT TO LIKE? Written on 10/05/2023 Read more
616	FCA AND THE KILLER COMMENTS Written on 12/05/2023 Read more
619	RDR, the NCD and CHANGE Written on 23/06/2023 Read more
612	FAILURE TO PREVENT FRAUD TO HIT IFAs and BROKERS HARD Written on 21/04/2023 Read more
632	CYBER FRAUD AT TRAVEL AGENTS - ALVARO ADVISES BOOK YOUR HOLIDAY DIRECT WITH AIRLINE Written on 11/08/2023 Read more