All news

# Contenido
6
PTOO transfers set to boom in 2017 – transfer values jump 25%
Written on 10/08/2018
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5
IFA market in May
Written on 10/08/2018
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8
Introducer Appointed Representatives
Written on 10/08/2018
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7
Attorney General confirms IFAs will be unaffected by Brexit
Written on 10/08/2018
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9
Transfers of Occupational Schemes
Written on 10/08/2018
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10
Metlife bonds
Written on 10/08/2018
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11
Pension transfer introducers under attack
Written on 10/08/2018
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12
Minority shareholdings in a company
Written on 10/08/2018
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13
Appointing senior managers as directors
Written on 10/08/2018
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14
FSCS fee levy
Written on 10/08/2018
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15
Bankruptcy and Pension Drawdown
Written on 10/08/2018
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16
Sale and Rent Back
Written on 10/08/2018
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17
FCA concern over illiquid assets and open-ended investment funds
Written on 10/08/2018
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18
Fixed and Individual protection 5th April 2017
Written on 10/08/2018
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19
FOS loses in High Court
Written on 10/08/2018
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20
SJP accounts show adviser losses
Written on 10/08/2018
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21
Pension Advice Allowance - Excellent news for employee benefit providers
Written on 10/08/2018
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22
HMRC plans for Autumn statement
Written on 10/08/2018
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23
Retrospective tax on past In specie transfers to pensions
Written on 10/08/2018
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24
Summary of life time allowance
Written on 10/08/2018
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25
QROPS tax charge
Written on 10/08/2018
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26
FCA amend definitions of consumer credit
Written on 10/08/2018
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27
Exemptions from FCA Consumer Credit Licence rules
Written on 10/08/2018
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28
Apply for full authorisation with FCA
Written on 10/08/2018
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29
FCA Connect - Alert
Written on 10/08/2018
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30
PII – update Q2 2017
Written on 10/08/2018
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31
Net relevant life policies
Written on 10/08/2018
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32
The Path to DFM
Written on 10/08/2018
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33
FCA fines former investment banker for sharing client confidential information
Written on 10/08/2018
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34
Nil Rate Band exemption
Written on 10/08/2018
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35
Discounted Gift Trust Guide DGT now avalible in the Document Libary
Written on 10/08/2018
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36
Salary Sacrifice Changes this new tax year
Written on 10/08/2018
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37
Only advise under a contract
Written on 10/08/2018
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38
Investment Trusts vs OEICS
Written on 10/08/2018
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39
Subordinated loans and exempt cad
Written on 10/08/2018
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40
Pension transfers continue to be our biggest subject
Written on 10/08/2018
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41
No proof of providing the terms of business
Written on 10/08/2018
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42
Transfer of an existing Life policy into a trust
Written on 10/08/2018
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43
Proposed merger of WMA and APFA
Written on 10/08/2018
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44
Damages for paying claims late
Written on 10/08/2018
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45
Cap ad changes finally come into force…
Written on 10/08/2018
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46
CityUK report on Brexit and financial services sector
Written on 10/08/2018
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47
New IDD rules in GI market
Written on 10/08/2018
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48
The Definition of exotic products / UCIS / NMPI
Written on 10/08/2018
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49
New Guide to Keyman cover
Written on 10/08/2018
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50
T&C for contractors
Written on 10/08/2018
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51
Focused or limited advice?
Written on 10/08/2018
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52
Departing IFAs take confidential information
Written on 10/08/2018
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53
What is the average for an IFA in the UK?
Written on 10/08/2018
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54
FCA led prosecution for advising without permission
Written on 10/08/2018
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55
Morgan Stanley report “Fintech a guide to riches”
Written on 10/08/2018
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56
Bond encashments
Written on 10/08/2018
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57
Scots pay more tax
Written on 10/08/2018
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58
Health and Safety and Employer responsibilites
Written on 10/08/2018
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59
RDR moves into insurance management
Written on 10/08/2018
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60
Personal service companies
Written on 10/08/2018
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61
FCA policy statement on appropriate qualification exam standards
Written on 10/08/2018
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62
FCA review of motor finance market indicates change
Written on 10/08/2018
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63
Equity Release
Written on 10/08/2018
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64
IFAs and the FCA
Written on 10/08/2018
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65
Protected Tax Free Cash is being treated as safeguarded rights by providers
Written on 10/08/2018
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66
Total expense ratio and the TAC
Written on 10/08/2018
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67
Findings from an FCA review of life insurers' lifestyle investment strategies in pensions
Written on 10/08/2018
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68
High Court says tax advisers breached duty of care
Written on 10/08/2018
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69
Findings from an FCA review of life insurers' lifestyle investment strategies in pensions
Written on 10/08/2018
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70
How to trade in EEA
Written on 10/08/2018
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71
FCA call for input on access to insurance for cancer suffers
Written on 10/08/2018
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72
New industry guide on lending to vulnerable customers
Written on 10/08/2018
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73
The week - By Charlie Llewellen Palmer
Written on 10/08/2018
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74
On 16 June 2017, the FCA announced that two individuals have been charged with insider dealing.
Written on 10/08/2018
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75
Queen's Speech 2017: financial services implications
Written on 10/08/2018
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76
Chinese shares to join MSCI emerging market indices
Written on 10/08/2018
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77
FCA takes action against Admiral for giving customers inaccurate information in renewal documents
Written on 10/08/2018
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78
Findings from an FCA review of life insurers' lifestyle investment strategies in pensions
Written on 10/08/2018
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79
Chancellor on Brexit and financial services in Mansion House speech
Written on 10/08/2018
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80
Pension Transfers
Written on 10/08/2018
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81
FCA compliance and the Mortgage Credit Directive
Written on 10/08/2018
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82
IFAs take £70k pre RDR pa trail - FCA Asset Management Study
Written on 10/08/2018
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83
FCA Asset Management Market Study
Written on 10/08/2018
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84
Staff Incentives
Written on 10/08/2018
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85
Enforcement and directors
Written on 10/08/2018
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86
Pension freedom problem created by Government
Written on 10/08/2018
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87
ICO fines Moneysupermarket.com Ltd £80,000 for sending unsolicited direct
Written on 10/08/2018
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88
GAD rates and MPAA Reducing
Written on 10/08/2018
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89
MiFID II passporting forms
Written on 10/08/2018
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90
FCA and the investment platforms market study
Written on 10/08/2018
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91
Free Download
Written on 10/08/2018
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92
Pension transfers set to boom
Written on 10/08/2018
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93
Esoteric investment problems
Written on 10/08/2018
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94
IFAs to report on offshore structures
Written on 10/08/2018
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95
Supervisor Training
Written on 10/08/2018
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96
Lead generation under pressure from ICO
Written on 10/08/2018
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97
HMRC Fines for non reporting of Drawdown cases
Written on 10/08/2018
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98
Pensions and Lasting Power of Attorney LPA
Written on 10/08/2018
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99
FCA has published a second consultation paper on PII and FSCS
Written on 10/08/2018
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100
PII to exclude Insolvency exclusions
Written on 10/08/2018
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101
PSD2 provides adviser access to customer payments
Written on 10/08/2018
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102
Pension developments November 17
Written on 10/08/2018
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103
Pension Ombudsman rules against complainant
Written on 10/08/2018
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104
FCA consultation paper on the senior managers regime SMR
Written on 10/08/2018
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105
Annuity PAYE overcharges pensioners
Written on 10/08/2018
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106
S32, S226 and pension transfers
Written on 10/08/2018
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107
Inheritance Tax Relief
Written on 10/08/2018
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108
MiFid II Requirement IFA Target Market Analysis Documentation
Written on 10/08/2018
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109
Strategy for Long Term Balanced Accounts
Written on 10/08/2018
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110
Pension Knowledge Question
Written on 10/08/2018
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111
Boom in alternative assets
Written on 10/08/2018
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112
FCA's 2018-19 business plan
Written on 10/08/2018
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113
ICO Legitimate Interests' Guidance
Written on 10/08/2018
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114
Pension Transfers and Opt Outs
Written on 10/08/2018
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115
Test question!
Written on 10/08/2018
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116
Pension Transfers
Written on 10/08/2018
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117
FCA Round robin emails – part one - Did you receive it?
Written on 10/08/2018
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118
FCA round robin emails – part two – why it's important for you
Written on 10/08/2018
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119
Thematic review of non-advised drawdown
Written on 10/08/2018
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120
Thomson Reuters has published a report on culture and conduct risk 2018.
Written on 10/08/2018
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121
FCA consults on 2018/19 regulated fee and levy rate proposals
Written on 10/08/2018
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122
Gabriel reports must be accurate as the FCA prepare to review data submissions in time for a report in October
Written on 10/08/2018
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123
How to complete pension sharing orders on Gabriel
Written on 10/08/2018
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124
Data protection and EEA and emailing your files
Written on 10/08/2018
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125
General Insurance
Written on 10/08/2018
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126
Ransomware Attack - IFAC Advice
Written on 10/08/2018
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127
Sacking clients
Written on 10/08/2018
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128
FCA launch suitability report thematic review (April 2016)
Written on 10/08/2018
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129
JCB and DHL fined together
Written on 10/08/2018
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130
Compliance Calling 7th February 2017
Written on 10/08/2018
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131
Compliance Calling 7th January 2017
Written on 10/08/2018
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132
Compliance Calling 10th January 2017
Written on 10/08/2018
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133
Compliance Calling 14th February
Written on 10/08/2018
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134
FCA initial report on assessing suitability review
Written on 10/08/2018
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135
FCA Annual Report 2017
Written on 10/08/2018
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136
Monthly Newsletters
Written on 10/08/2018
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137
Adverts and Satsuma loans
Written on 10/08/2018
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138
The issue of ‘insistent clients’ has come to a head with the recent pension reforms and the industry has been airing their various views in the t
Written on 10/08/2018
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139
EU legislation will affect Data Protection whether in or out
Written on 10/08/2018
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140
Compliance Calling 17th January 2017
Written on 10/08/2018
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141
Compliance Calling 7th March 2017
Written on 10/08/2018
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142
Compliance Calling 28th February 2017
Written on 10/08/2018
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143
Risk and the need for Reg-tech
Written on 10/08/2018
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144
Santander breach promotion rules
Written on 10/08/2018
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145
NatWest fine makes for uncomfortable reading for compliance staff and industry
Written on 10/08/2018
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146
Barclays fine explained -a lesson in completing your breach register
Written on 10/08/2018
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147
EBA consults on draft recommendations on outsourcing to cloud service providers
Written on 10/08/2018
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148
FCA confirm that network members may not conduct pension transfers, nor transfer safeguarded rights
Written on 10/08/2018
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149
Pension Freedom - Struggling to keep up with all the changes?
Written on 10/08/2018
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150
Ransomware Attack
Written on 10/08/2018
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151
Test question 27/04/2018
Written on 10/08/2018
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152
A healthy share price means healthy IFA.
Written on 10/08/2018
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153
Ken’s fund choice for the week
Written on 10/08/2018
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154
M&A activity – DFM for sale
Written on 10/08/2018
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155
FCA complaints data for second half of 2017
Written on 10/08/2018
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156
Mortgages and product transfers
Written on 10/08/2018
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407
Buy to Let and Let to Buy - New procedures required from 26th June 2020
Written on 25/06/2020
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157
BAT System to replace Reever
Written on 10/08/2018
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158
IFA receives a request to delete data
Written on 10/08/2018
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159
Ken Baksh August 2020 Market Report
Written on 10/08/2018
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160
FCA fees
Written on 10/08/2018
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161
Andrew Bailey this week said this about the changing face of UK savings:
Written on 10/08/2018
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162
Call recording
Written on 10/08/2018
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163
IHT review announced by HM Government
Written on 10/08/2018
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164
Letter from an EU adviser – The Elephant in the room
Written on 10/08/2018
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165
The Financial planner dilemma- OEICS or Bond with OEICS
Written on 10/08/2018
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166
HM Treasury summary of responses to consultation on legislation to support cheque imaging
Written on 10/08/2018
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167
Claims management to be regulated by FCA
Written on 10/08/2018
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168
Coats proposes merger of its UK DB schemes
Written on 10/08/2018
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169
Test question 8th May
Written on 10/08/2018
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170
Test question 11th May
Written on 10/08/2018
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171
The FCA and GDPR - 14 Days and counting…
Written on 10/08/2018
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172
What does the GDPR mean for SMEs?
Written on 10/08/2018
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173
The BAT SYSTEM goes live from Monday.
Written on 10/08/2018
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174
Important note to all our members concerning DB file checks and DB File Pre-scrutiny
Written on 10/08/2018
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175
IFAC's Occupational Pension Transfers File Check Service
Written on 10/08/2018
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176
Bonds versus OEICS
Written on 10/08/2018
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177
Mortgage Advice Compliance requirements.
Written on 10/08/2018
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178
The Resolution Foundation report proposes radical change to IHT; a lifetime receipts basis and a review of business and agricultural relief.
Written on 10/08/2018
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179
FSCS – changes afoot
Written on 10/08/2018
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180
The week of the BAT
Written on 10/08/2018
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181
EMI and Europe
Written on 10/08/2018
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182
Banks
Written on 10/08/2018
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183
JP Morgan Chinese Investment Trust plc-ISIN-GB0003435012-JMC
Written on 10/08/2018
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184
Ocean finance – doyen of daytime TV censured for promotion fail
Written on 10/08/2018
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185
Employing family members
Written on 10/08/2018
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186
GDPR client agreement letters
Written on 10/08/2018
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187
Pensions Regulator Publishes Information on DB Transfers
Written on 10/08/2018
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188
Test question 18th May
Written on 10/08/2018
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189
The real meaning of RDR
Written on 10/08/2018
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190
FCA review of Roboadvice
Written on 10/08/2018
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191
Unions urge Tata Steel to bolster pension payouts
Written on 10/08/2018
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192
Multifactor Investing
Written on 10/08/2018
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193
FCA speech on building societies and the future of retail banking
Written on 10/08/2018
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194
IFAs to be prosecuted for taking client data
Written on 10/08/2018
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195
Reduce your IHT by 10% by leaving 10% to charity.
Written on 10/08/2018
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196
ICO news and recent enforcement action
Written on 10/08/2018
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197
Test question 25th May
Written on 10/08/2018
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198
BAT DEVELOPMENTS
Written on 10/08/2018
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199
The week in brief
Written on 10/08/2018
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200
Limiting your Liability and cold calling
Written on 10/08/2018
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201
Aon survey DB schemes appointing IFAs
Written on 10/08/2018
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202
EIS/SEIS statistics - SUBSCRIPTIONS FELL 8% IN 2016/17
Written on 10/08/2018
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203
MSCI Emerging Market index to include China:
Written on 10/08/2018
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204
Investment business still covered by insurance licence in EU
Written on 10/08/2018
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205
Bank Launches £500 Million Fund for SMEs
Written on 10/08/2018
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206
Test question 8th June
Written on 10/08/2018
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207
Charity Sector Pensions under the spotlight
Written on 10/08/2018
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208
Test question 15th June
Written on 10/08/2018
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209
Schroder European Real Estate Investment Trust - ISIN - Gb00By7R8K77
Written on 10/08/2018
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210
The week in brief (w/c 11th June)
Written on 10/08/2018
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211
Family business succession
Written on 10/08/2018
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212
Senior Managers Regime
Written on 10/08/2018
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213
Test question 26th June
Written on 10/08/2018
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214
Prioritisation!
Written on 10/08/2018
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215
The MSCI Emerging Markets index is changed again
Written on 10/08/2018
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216
GDPR: self-reporting data breaches to the FCA
Written on 10/08/2018
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217
High street banks neglect small biz
Written on 10/08/2018
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218
A Fund for the World Cup
Written on 10/08/2018
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219
Test question 29th June
Written on 10/08/2018
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220
Pension transfers - the debate continues
Written on 10/08/2018
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221
Petition to Stop Insolvency Practitioners Raiding Client Funds
Written on 10/08/2018
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222
IPipeline solution builder for Protection Quotes
Written on 10/08/2018
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223
Test question 10th July
Written on 10/08/2018
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224
High court approves Royal London buy out of GARs.
Written on 10/08/2018
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225
Pensions week uncover dormant pension pots
Written on 10/08/2018
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226
Test question 13th July
Written on 10/08/2018
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227
Fund Management Research
Written on 10/08/2018
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228
Test question 20th July
Written on 10/08/2018
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229
Jargon Buster
Written on 10/08/2018
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230
Employee Benefits in 2018
Written on 10/08/2018
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231
SASS and loanbacks etc
Written on 10/08/2018
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232
why Suitability Reports are required for protection
Written on 10/08/2018
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233
Test question 27/07/2018
Written on 10/08/2018
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234
The General Data Protection Regulations (GDPR) - IFAC’s approach
Written on 10/08/2018
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235
How to sell your client book under GDPR
Written on 10/08/2018
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236
New GDPR client agreement
Written on 10/08/2018
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237
Test question 3rd August
Written on 10/08/2018
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238
Test question 10th August
Written on 10/08/2018
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239
Model Discretionary Investment Management Agreement for a professional client
Written on 10/08/2018
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240
GDPR for Will Writers and Trustees
Written on 10/08/2018
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241
Data Protection and GDPR
Written on 10/08/2018
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242
Compensation for Mis-sold SIPP/ investments & QROPs
Written on 10/08/2018
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243
ETFs - an excellent introduction and risk assessment
Written on 10/08/2018
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244
The GDPR is just beginning
Written on 10/08/2018
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245
Pensions Ombudsman pushes pension transfer liability onto Occupational scheme
Written on 10/08/2018
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246
Insistent clients dealt a final death-blow by tribunal
Written on 10/08/2018
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247
Pensions Ombudsman pushes pension transfer liability onto Occupational scheme
Written on 10/08/2018
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248
BAT Training
Written on 19/10/2018
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249
FCA Visit Preparation
Written on 19/10/2018
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250
Anti Money Laundering Training
Written on 19/10/2018
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251
Supervisor/Director Training Courses
Written on 19/10/2018
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252
Member Update 19th October
Written on 19/10/2018
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253
Member Update 26th October
Written on 29/10/2018
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254
Member Update 2nd November - SIPP claims
Written on 02/11/2018
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255
T&C
Written on 05/11/2018
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256
FOS and the IFAC Challenge
Written on 05/11/2018
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257
Member Update 9th November
Written on 09/11/2018
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258
Member Update 16th November 2018
Written on 15/11/2018
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259
Member Update 23rd November 18
Written on 23/11/2018
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260
Member Update 30th November 18
Written on 30/11/2018
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261
Member Update 7th December
Written on 06/12/2018
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262
Newsletter 14th December 18
Written on 14/12/2018
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263
Newsletter 14th December 18
Written on 14/12/2018
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264
Member Update 4th January
Written on 04/01/2019
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265
Member Update 11th January
Written on 11/01/2019
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266
Member Update 18th January
Written on 17/01/2019
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267
Member Update 1st February 2019
Written on 31/01/2019
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268
IFAC launch Automated Annual Money Laundering Report
Written on 05/02/2019
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269
Commission Clawback risk drives new procedure
Written on 05/02/2019
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270
Pure Legal blitz industry with interest only mortgage claims
Written on 05/02/2019
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271
Member Update 15th February 2019
Written on 15/02/2019
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272
Member Update 22nd February 2019
Written on 25/02/2019
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273
VAT on SIPPs
Written on 25/02/2019
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274
The BB principal of liability
Written on 25/02/2019
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275
Cold Calling
Written on 25/02/2019
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276
ASR2
Written on 25/02/2019
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277
DB contingent charging
Written on 25/02/2019
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278
Due Diligence and the IFA
Written on 25/02/2019
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279
Trainee Financial Adviser Courses
Written on 25/02/2019
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280
Member Update 1st March 2019
Written on 01/03/2019
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281
Brexit – new options open up immediately
Written on 01/03/2019
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282
Mifid II Disclosure Update
Written on 05/03/2019
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283
Dublin's interpretation of Hard Brexit
Written on 05/03/2019
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284
Family Companies
Written on 07/03/2019
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586
CAPITAL GAINS TAX PLANNING AND THE IFA
Written on 17/11/2022
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285
Member Update 8th March 19
Written on 07/03/2019
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286
Member Update 15th March 2019
Written on 15/03/2019
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287
FOS award limit
Written on 15/03/2019
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288
Delegated Authority
Written on 15/03/2019
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289
FCA Directory of Financial Advisers
Written on 15/03/2019
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290
New FCA register and its operations
Written on 15/03/2019
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291
Member Update 22nd March 2019
Written on 22/03/2019
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292
In or Out
Written on 22/03/2019
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293
FCA action on reporting Gabriel
Written on 22/03/2019
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294
PII Market Review of FOS awards
Written on 22/03/2019
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295
Brexit Special
Written on 26/03/2019
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296
PII update on FOS limits
Written on 04/04/2019
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300
Auto Enrolment
Written on 09/04/2019
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297
Member Update 5th April 2019
Written on 04/04/2019
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298
SJP
Written on 04/04/2019
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299
Sale of a Biz for Goodwill
Written on 04/04/2019
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301
Member Update 12th April 2019
Written on 11/04/2019
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302
Charlie Palmer explores regulation and change in financial services
Written on 11/04/2019
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303
Niel Gavin explains ISA and LISA
Written on 11/04/2019
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304
Dear CEO - Financial Promotions
Written on 16/04/2019
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305
Weekly Question
Written on 17/04/2019
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306
FCA action on GI distribution chains
Written on 18/04/2019
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307
FCA's release their eagerly awaited business plan (seriously)
Written on 29/04/2019
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311
FCA regulation of CMCs
Written on 03/05/2019
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308
Weekly Question - Mortgages
Written on 29/04/2019
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309
DB Pensions - Be Afraid.....Be Very Afraid.....(Not me though!)
Written on 02/05/2019
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310
Weekly Question - Pensions
Written on 02/05/2019
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314
FCA proposes changes to mortgage advice rules to encourage consumer choice
Written on 10/05/2019
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312
Weekly Question - Taxation
Written on 08/05/2019
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313
MPAA - What is that I hear some of you ask?
Written on 08/05/2019
Read more
315
How one £24,000 investment started a SIPP scare!
Written on 16/05/2019
Read more
316
Weekly Question - Investments
Written on 16/05/2019
Read more
317
Weekly Question - State Benefits
Written on 17/05/2019
Read more
318
Cashflow modelling - Essential or Superfluous?
Written on 17/05/2019
Read more
319
Member Update 24th May 2019
Written on 24/05/2019
Read more
320
LCF is a gamechanger; a FCA licence is a valuable thing
Written on 24/05/2019
Read more
321
Inheritance It Brings Out The Best In Your Family
Written on 30/05/2019
Read more
322
Weekly Question - Bonds
Written on 30/05/2019
Read more
323
FCSC Levy Goes Up so advisers, it's your round again!
Written on 06/06/2019
Read more
324
Weekly Question - Pensions
Written on 06/06/2019
Read more
325
Disgruntled bank-clerk writes off debt without authority
Written on 07/06/2019
Read more
326
Trust Me......Unit or Investment Trust?
Written on 13/06/2019
Read more
327
Weekly Question - Compliance Risk
Written on 13/06/2019
Read more
328
Is your buy to let interest waning.......? Maybe you need better company?
Written on 19/06/2019
Read more
329
Weekly Question - Pensions
Written on 19/06/2019
Read more
330
Diligence - Equitable Life, Arch Cru, Neil Woodford, who's next.....?
Written on 26/06/2019
Read more
331
Weekly Question - Estate Planning
Written on 26/06/2019
Read more
332
Test
Written on 04/07/2019
Read more
334
Weekly Question - Investment
Written on 04/07/2019
Read more
335
Weekly Question - Income Protection
Written on 10/07/2019
Read more
336
Claims Management Companies. Champion of the average client or far less altruistic?
Written on 11/07/2019
Read more
333
DB Schemes Deficits Go Up - Man the lifeboats! We are all doomed......?
Written on 04/07/2019
Read more
337
£33,000 up for grabs for free!
Written on 16/07/2019
Read more
338
Weekly Question - Property & Inheritance Tax
Written on 16/07/2019
Read more
339
FCA ban crypto assets
Written on 19/07/2019
Read more
340
The latest FCA Investigation - Stand By Your Beds!
Written on 24/07/2019
Read more
341
The Toy-Boy Tax
Written on 24/07/2019
Read more
342
Weekly Question Mortgage Protection
Written on 24/07/2019
Read more
343
To Network or not.....that is the question?
Written on 01/08/2019
Read more
344
Weekly Question - Pensions
Written on 01/08/2019
Read more
345
Protect the most valuable asset you'll ever have (not those pug decorative plates!)
Written on 01/08/2019
Read more
346
Advisers and Discretionary Fund Managers - Are the FCA now looking at you?
Written on 08/08/2019
Read more
347
Edinburgh - Property Price Engine.....
Written on 08/08/2019
Read more
348
Weekly Question Investments
Written on 08/08/2019
Read more
349
Senior Managers Regime
Written on 08/08/2019
Read more
350
Will DB transfers ever be viable again?
Written on 15/08/2019
Read more
351
Weekly Question - Life Assurance
Written on 15/08/2019
Read more
352
Synaptics
Written on 22/08/2019
Read more
385
Member Update 6th December 19
Written on 05/12/2019
Read more
353
Advising or Selling - Which are you doing?
Written on 29/08/2019
Read more
354
Weekly Question Regulation
Written on 29/08/2019
Read more
355
Critical Illness Cover - More Important than ever?
Written on 06/09/2019
Read more
356
Weekly Question - Senior Managers Regime
Written on 06/09/2019
Read more
357
VCTs - Should you be considering them?
Written on 18/09/2019
Read more
358
Weekly Question - Investing
Written on 18/09/2019
Read more
359
HR FEATURE: Covert recording by employees.
Written on 23/09/2019
Read more
360
Pension Sharing Orders on Divorce - Should you avoid them?
Written on 25/09/2019
Read more
361
Weekly Question - Tax Efficient Investing
Written on 25/09/2019
Read more
362
Weekly Question
Written on 02/10/2019
Read more
363
Appointed Reps and DA firms
Written on 02/10/2019
Read more
364
Weekly Question 11th October 19
Written on 11/10/2019
Read more
365
IHT revisited
Written on 11/10/2019
Read more
366
IHT revisited
Written on 11/10/2019
Read more
367
Senior Managers Regime - part three
Written on 11/10/2019
Read more
368
Question for 18th October 19
Written on 17/10/2019
Read more
369
Cold Calling Ban
Written on 22/10/2019
Read more
370
Question for 25th October 19
Written on 22/10/2019
Read more
371
Question for 1st November 19
Written on 01/11/2019
Read more
372
Lessons learned in a crisis with HSBC
Written on 07/11/2019
Read more
373
Question for 8th November 19
Written on 07/11/2019
Read more
374
Lessons from Woodford
Written on 12/11/2019
Read more
375
Woodford Update
Written on 18/11/2019
Read more
379
Carry forward of tax relief
Written on 19/11/2019
Read more
376
FTSE halves in size
Written on 18/11/2019
Read more
377
Bonds Offshore versus Bonds onshore
Written on 18/11/2019
Read more
587
INVESTMENT BONDS DUE TO MAKE A COMEBACK
Written on 25/11/2022
Read more
378
IFAs and Psychotherapy
Written on 18/11/2019
Read more
380
Member Update 22nd November 2019
Written on 21/11/2019
Read more
381
Shareholder or director?
Written on 29/11/2019
Read more
382
Insurance - finalised FCA guidance on GI Distribution chain
Written on 29/11/2019
Read more
383
Member Update 29th Nov 19
Written on 29/11/2019
Read more
384
£23.4 BILLION of Debt in small biz sector - IFAs unaffected
Written on 29/11/2019
Read more
386
Member Update 13th December 19
Written on 13/12/2019
Read more
387
Pension contributions - maximum allowance
Written on 16/12/2019
Read more
388
IFAs to fight back after Fake signature ruling on claim
Written on 20/12/2019
Read more
389
Member Update 20th December 19
Written on 20/12/2019
Read more
390
Member Update 10th January 2020
Written on 09/01/2020
Read more
391
Farmland is the ultimate inheritance tax vehicle
Written on 09/01/2020
Read more
392
Member Update 17th January 2020
Written on 16/01/2020
Read more
393
Member Update 20th January 2020
Written on 22/01/2020
Read more
394
Member update 20th January 2020 - part 2
Written on 22/01/2020
Read more
395
Member Update 31st January 2020
Written on 31/01/2020
Read more
396
Member update 7th February
Written on 07/02/2020
Read more
397
Travel Insurance rule changes
Written on 07/02/2020
Read more
398
Travel Insurance rule changes
Written on 07/02/2020
Read more
399
IFAC File check appeal process
Written on 07/02/2020
Read more
400
SMART SEARCH
Written on 08/04/2020
Read more
401
Sarasin News for IFAC members
Written on 15/05/2020
Read more
402
Robo Advice post Corona
Written on 15/05/2020
Read more
403
Zoom calls provide an option to replace SR reports
Written on 15/05/2020
Read more
404
Spill your conflakes with FOS letter denying hindsight
Written on 15/05/2020
Read more
405
Member Update 29th May 2020
Written on 29/05/2020
Read more
406
DB Transfers and pensions 12th June 2020
Written on 11/06/2020
Read more
408
VAT and DFM
Written on 26/06/2020
Read more
409
Synaptics training
Written on 03/07/2020
Read more
410
FCA Capital issues for IFA firms going DFM
Written on 03/07/2020
Read more
411
Vulnerable Clients back in the spotlight
Written on 03/08/2020
Read more
412
Priips and the IFA
Written on 07/08/2020
Read more
413
Model Fund Management
Written on 11/08/2020
Read more
448
OFFSHORE ADVICE POST BREXIT
Written on 04/03/2021
Read more
414
IFAC launch new exam on BAT for all brokers
Written on 07/09/2020
Read more
415
Wirecard class action raises regulator immunity questions
Written on 07/09/2020
Read more
416
September 2020 comment - the SHOFFICE
Written on 07/09/2020
Read more
417
IFAs advising on bulk S32 transfers ALERT!
Written on 18/09/2020
Read more
418
Ken Baksh Monthly Commentary - November 2020
Written on 01/10/2020
Read more
419
Defined Benefit Abridged Advice
Written on 09/10/2020
Read more
420
Member update 30th October 2020
Written on 29/10/2020
Read more
421
Member update 6th November 2020
Written on 09/11/2020
Read more
422
Promotions under review
Written on 09/11/2020
Read more
423
FSCS MAY BECOME NATIONAL INSURANCE SCHEME
Written on 09/11/2020
Read more
424
CASHFLOW FORECAST TOOL LAUNCHED BY IFAC
Written on 09/11/2020
Read more
425
MORTGAGE MARKET TOPSY TURVY
Written on 09/11/2020
Read more
426
Ken Baksh investment view December 2020
Written on 01/12/2020
Read more
427
Professional Clients
Written on 11/12/2020
Read more
428
Weekly update 11th December 2020
Written on 11/12/2020
Read more
429
IFAC's investment view January 2020
Written on 04/01/2021
Read more
430
NEW YEAR MESSAGE FROM IFAC
Written on 16/01/2021
Read more
431
TRAINING FROM CRISPIAN
Written on 16/01/2021
Read more
432
ONLINE POP UPS TO "AGREE TERMS" NOT ACCEPTABLE - ESMA
Written on 16/01/2021
Read more
433
WORLD AUTHORITIES MOVE AGAINST BITCOIN
Written on 16/01/2021
Read more
434
AUTO SR REPORTS FOR MORTGAGE BROKERS
Written on 16/01/2021
Read more
435
NICK HALL, EXPLAINS - THE DOG IS A DOG, AND NOT A CUDDLY INSURANCE POLICY
Written on 16/01/2021
Read more
436
Ken Baksh of IFAC's investment view Feb 2021
Written on 01/02/2021
Read more
437
TRAINING COURSES AT IFAC
Written on 10/02/2021
Read more
636
ICARA CAPITAL ADEQUACY RULES FOR IFAS
Written on 05/12/2023
Read more
618
GET YOUR NEW CONSUMER DUTY NCD REPORT
Written on 19/06/2023
Read more
617
UBER CEO SENTENCED TO PRISON (SUSPENDED) FOR DATA BREACH
Written on 26/05/2023
Read more
613
COMPLIANCE AUDITS BY IFAC
Written on 10/05/2023
Read more
564
ALVARO'S CYBER SECURITY COLUMN - DRONES
Written on 16/09/2022
Read more
522
BREWIN DOLPHIN SELLS FOR 2.8% OF ASSETS UNDER MANAGEMENT
Written on 01/04/2022
Read more
523
ALVARO'S CYBER SECURITY COLUMN - RUSSIA'S IT CAPACITY PROBLEMS
Written on 01/04/2022
Read more
524
PLAY DIP BINGO LEADS TO PANEL REMOVAL
Written on 01/04/2022
Read more
525
FCA REG DATA HUNGRY - DEVOURING INFORMATION
Written on 20/05/2022
Read more
526
FCA APPLICATIONS TIGHTEN
Written on 20/05/2022
Read more
527
COUNTDOWN TO 2 FACTOR AUTHENTICATION IN BAT
Written on 20/05/2022
Read more
528
PENSIONS TECHNICAL WITH KIRSTY TURNER
Written on 20/05/2022
Read more
534
ALVARO'S CYBER SECURITY COLUMN - HEALTH DEVICES AND CYBER CRIME
Written on 16/06/2022
Read more
529
FCA FEES GO UP WITH £250 FORM A FEE
Written on 27/05/2022
Read more
530
ALVARO'S CYBER SECURITY COLUMN - CYBERATTACKS
Written on 27/05/2022
Read more
531
FINANCIAL ADVICE IS CHANGING….
Written on 27/05/2022
Read more
532
SELLING YOUR BUSINESS - CLIENT DATA AND OTHER HIDDEN COSTS
Written on 09/06/2022
Read more
533
ALVARO'S CYBER SECURITY COLUMN - CHINESE STATE ATTACKS
Written on 09/06/2022
Read more
535
FINANCIAL ADVICE AND THE FCA
Written on 16/06/2022
Read more
536
CONFLICT OF INTEREST REGISTER
Written on 23/06/2022
Read more
444
FCA Compliant Complaints Handling
Written on 15/02/2021
Read more
440
Data Protection Officer training
Written on 15/02/2021
Read more
438
Director and Supervisor training, including sign off for FCA purposes
Written on 12/02/2021
Read more
439
Anti Money Laundering revisited for SMF 17’s
Written on 15/02/2021
Read more
442
Pensions technical – new developments in Pension work, GAR transfers
Written on 15/02/2021
Read more
441
Vulnerable Clients
Written on 15/02/2021
Read more
443
Compliance officer training course for SMF16
Written on 15/02/2021
Read more
445
TCF and the suitability of advice
Written on 15/02/2021
Read more
449
Retirement Income Planning and FCA paper GC20/1
Written on 10/03/2021
Read more
450
The Training and Competence sourcebook (TC) changes
Written on 11/03/2021
Read more
451
FCA directory list and the option for a bulk upload
Written on 18/03/2021
Read more
452
Whistleblowing and the FCA
Written on 25/03/2021
Read more
453
Ken Baksh investment view April 21
Written on 08/04/2021
Read more
454
FCA WARNS ADVISORS ON USING WHATSAPP AND SOCIAL MEDIA
Written on 22/04/2021
Read more
455
CORPORATE PLANNING IDEAS ON RETIREMENT
Written on 22/04/2021
Read more
456
Madoff Dies
Written on 22/04/2021
Read more
457
From Madoff to Woodford
Written on 22/04/2021
Read more
458
CRB - DBS CHECK
Written on 22/04/2021
Read more
459
INVESTMENT BONDS & CARE HOMES
Written on 22/04/2021
Read more
460
BEREAVEMENT GUIDANCE
Written on 22/04/2021
Read more
461
WOMEN INVESTORS
Written on 22/04/2021
Read more
462
FCA DATA LAKE
Written on 22/04/2021
Read more
463
ONLINE TRAINING - TCF, VULNERABLE CLIENTS AND THE PUBLIC INTEREST DISCLOSURE ACT PIDA
Written on 27/04/2021
Read more
464
ONLINE TRAINING - AML AND SMF17 ROLE
Written on 27/04/2021
Read more
465
ONLINE TRAINING - DATA PROTECTION AND COMPLAINTS
Written on 27/04/2021
Read more
466
ONLINE TRAINING - FOUNDATION IN FCA REGULATION FOR SUPPORT STAFF
Written on 27/04/2021
Read more
467
ONLINE TRAINING - SMF3 COMPANY DIRECTOR IN FINANCIAL SERVICES
Written on 27/04/2021
Read more
468
ONLINE TRAINING - M&A IN RETAIL FINANCIAL SERVICES - A GUIDE FOR BUYERS AND SELLERS GUIDE
Written on 27/04/2021
Read more
474
New Supervisor Audit Pack issued by IFAC
Written on 07/05/2021
Read more
475
File Check Results Paper
Written on 11/05/2021
Read more
477
CP21/13 A New Consumer Duty
Written on 20/05/2021
Read more
478
SMF REGIME – WHAT IS THE POINT OF IT ALL?
Written on 20/05/2021
Read more
480
Ken Baksh investment view June 21
Written on 01/06/2021
Read more
481
INVESTMENT PATHWAYS
Written on 07/06/2021
Read more
482
LENDING MONEY PRIVATELY
Written on 07/06/2021
Read more
484
Provider Disclosure of charges - Can your rely on it?
Written on 28/06/2021
Read more
469
ONLINE TRAINING - INTRODUCERS AND APPOINTED REPRESENTATIVES
Written on 27/04/2021
Read more
470
ONLINE TRAINING - SMF16 – COMPLIANCE DIRECTOR TRAINING
Written on 27/04/2021
Read more
471
IFAC ONLINE TRAINING - MAY AND JUNE 2021
Written on 28/04/2021
Read more
483
BOND YIELDS AND DB SCHEMES AND DILEMMAS FOR IFAS
Written on 17/06/2021
Read more
479
Return to Work - policies and procedures
Written on 24/05/2021
Read more
476
CP21/13 A New Consumer Duty
Written on 17/05/2021
Read more
473
NEXT WEEKLY OPEN SURGERY - MONDAY 10TH MAY AT 12 MIDDAY UNTIL 12.30PM
Written on 07/05/2021
Read more
472
Ken Baksh investment view May 21
Written on 04/05/2021
Read more
485
IFAC welcome Peter Hall to help with BAT
Written on 28/06/2021
Read more
486
Ken Baksh investment view July 21
Written on 01/07/2021
Read more
487
File Check Results Paper - Q2 2021
Written on 08/07/2021
Read more
488
FCA GRANTED RULE CHANGING LICENCE
Written on 08/07/2021
Read more
489
FUNERAL PLANS
Written on 08/07/2021
Read more
490
FEATURE ARTICLE FROM KIRSTY TURNER, PENSION EXPERT AT IFAC
Written on 16/07/2021
Read more
491
Ken Baksh investment view October 21
Written on 02/08/2021
Read more
497
Ken Baksh investment view November 21
Written on 01/11/2021
Read more
492
FCA probe into Monzo - what this means for IFAs
Written on 06/08/2021
Read more
493
FCA “APOLOGISE” FOR SMF APPROVAL DELAYS
Written on 02/09/2021
Read more
494
SAVING RATES IN UK LEAD TO AN IFA SAVINGS BOOM
Written on 02/09/2021
Read more
495
MASTERCARD RULING IS JUST THE START
Written on 03/09/2021
Read more
496
FCA ON THE RACK
Written on 21/10/2021
Read more
498
HMRC AND CRYPTO ASSETS
Written on 22/11/2021
Read more
499
DATA PROTECTION LEAK AN DACTIONS
Written on 22/11/2021
Read more
500
LOCKDOWNS AND COVID LESSONS
Written on 22/11/2021
Read more
501
FCA'S PERIMETER REPORT – OBSERVATIONS FOR THE INSURANCE MARKET
Written on 22/11/2021
Read more
502
SECONDARY INDIRECT DISCRIMINATION WHEN FORCING EMPLOYEES TO COME BACK TO THE OFFICE
Written on 22/11/2021
Read more
503
KEN BAKSH ON ESG FUNDS
Written on 22/11/2021
Read more
504
IFAC AND BAT
Written on 22/11/2021
Read more
505
HR and Recruitment Page
Written on 01/12/2021
Read more
506
Ken Baksh investment view December 21
Written on 03/12/2021
Read more
507
BENCHMARKING AND THE RISE OF INDEX TRACKING FUNDS
Written on 03/12/2021
Read more
508
THE RISE OF THE SMALL IFA, AND WHY NO ONE CAN PROVE THAT ADVICE IS A SCALABLE BUSINESS
Written on 03/12/2021
Read more
509
FCA PAPER ON REGULATORY FEES CP21/33
Written on 17/12/2021
Read more
510
FCA PAPER ON REGULATORY FEES CP21/33 - ARTICLE 2
Written on 21/12/2021
Read more
511
So how much CPD do you need in 2022?
Written on 04/01/2022
Read more
512
KEN BAKSH INVESTMENT VIEW APRIL 2022
Written on 06/01/2022
Read more
513
FINANCIAL EXAMS ON BAT FOR 2022
Written on 14/01/2022
Read more
514
BITCOIN - THE ANSWER TO A PROBLEM THAT YOU NEVER KNEW YOU HAD
Written on 14/01/2022
Read more
515
CYBERSECURITY AND YOU
Written on 14/01/2022
Read more
516
THE REGULATION OF FUNERAL PLANS BY FCA - PS21-8
Written on 14/01/2022
Read more
517
FCA A NEW CONSUMER DUTY CP21-36
Written on 21/01/2022
Read more
518
A QUIZ FOR COMPLIANCE STAFF
Written on 15/02/2022
Read more
519
FCA TO IMPROVE THE APPOINTED REPRESENTATIVE REGIME
Written on 15/02/2022
Read more
520
PENSION TRANSFER SUB £30k - IS ADVICE REQUIRED?
Written on 15/02/2022
Read more
521
ALVARO'S CYBERSECURITY COLUMN
Written on 17/02/2022
Read more
537
KEN BAKSH LATEST TIP ON FUND MANAGEMENT
Written on 27/06/2022
Read more
538
FCA FEES GOING UP 2022
Written on 30/06/2022
Read more
539
CLAIMS MANAGEMENT
Written on 30/06/2022
Read more
540
TRUST - REGISTRATION WITH HMRC
Written on 30/06/2022
Read more
541
FCA ZERO TOLERANCE ON PANEL REMOVAL
Written on 30/06/2022
Read more
542
PFS DRAWS SWORDS WITH THE FCA
Written on 30/06/2022
Read more
543
CYBER SECURITY FROM ALVARO
Written on 30/06/2022
Read more
544
NON COMPETE CLAUSES IN EMPLOYMENT CONTRACTS
Written on 30/06/2022
Read more
545
HIDDEN FEES IN FUND MANAGEMENT INDUSTRY
Written on 08/07/2022
Read more
546
TIK TOK BANNED IN SOME PLACES
Written on 14/07/2022
Read more
547
THE BIGGEST THING IN (YOUR) BUSINESS
Written on 15/07/2022
Read more
548
ALVARO'S CYBER SECURITY COLUMN - RUSSIAN RANSOMWARE
Written on 25/07/2022
Read more
549
THIS WEEK - FCA DELAYS AND TWELVE YEARS OF DATA
Written on 25/07/2022
Read more
550
CANCELLATION POLICY FOR AUDITS
Written on 25/07/2022
Read more
551
BRITISH STEEL PODCAST: INSURERS PI AND THE IFA MARKET
Written on 25/07/2022
Read more
552
SARASIN - ONLINE SEMINAR FOR IFAC MEMBERS
Written on 25/07/2022
Read more
553
KEN BAKSH INVESTMENT PAGE
Written on 25/07/2022
Read more
554
BAT HAVE PRODUCED THE FOLLOWING SHORT PROMO VIDEOS
Written on 25/07/2022
Read more
555
BRITISH STEEL NON CLAIMS WILL RESHAPE THE IFA INDUSTRY
Written on 29/07/2022
Read more
556
NEW CONSUMER DUTY GUIDANCE
Written on 29/07/2022
Read more
557
BAT AUTO REPORT WRITER
Written on 29/07/2022
Read more
558
BOARDROOM BATTLES PART 1 DIRECTORS
Written on 04/08/2022
Read more
559
A CONSUMER DUTY
Written on 04/08/2022
Read more
560
CONSUMER DUTY AND THE RETURN OF RDR
Written on 12/08/2022
Read more
561
BOARDROOM BATTLES PART 2 SHAREHOLDERS
Written on 12/08/2022
Read more
562
WARNING - THIS WILL SAVE YOU TIME
Written on 12/08/2022
Read more
563
ALVARO'S CYBER SECURITY COLUMN - RABBI CHAIM AND SATAN ATTACKS
Written on 12/08/2022
Read more
593
WELCOME TO OUR FINAL NEWSLETTER FOR 2022
Written on 16/12/2022
Read more
584
CYBER SECURITY IN RETAIL FINANCIAL SERVICES
Written on 11/11/2022
Read more
583
ALVARO'S CYBER SECURITY COLUMN - MOBILE SECURITY
Written on 04/11/2022
Read more
577
CONSUMER DUTY
Written on 13/10/2022
Read more
565
FCA DELAYS
Written on 28/09/2022
Read more
566
WHATSAPP AND EMAIL
Written on 28/09/2022
Read more
567
ALASTAIR FRAME ON MORTGAGE FILE CHECK FAILURES
Written on 28/09/2022
Read more
568
SMF 17 - A MYSTERIOUS ROLE
Written on 28/09/2022
Read more
569
KIRSTY TURNER ON FCA EXPECTATIONS ON NEW APPLICATIONS
Written on 28/09/2022
Read more
570
TRAINING VIDEOS
Written on 30/09/2022
Read more
571
KIRSTY TURNER - CONSUMER DUTY TEMPLATE IMPLEMENTATION PLAN
Written on 30/09/2022
Read more
572
ALASTAIR FRAME ON FCA AUTHORISATION
Written on 30/09/2022
Read more
573
ALVARO'S CYBER SECURITY COLUMN - WHATSAPP BUSINESS
Written on 30/09/2022
Read more
574
ADVISING US CITIZENS ON INVESTMENTS IN THE UK
Written on 06/10/2022
Read more
575
ALVARO'S CYBER SECURITY COLUMN - INFORMATION THEFT, THE ORDER OF THE DAY
Written on 06/10/2022
Read more
576
CONSUMER DUTY SOLVED!
Written on 07/10/2022
Read more
578
CONSUMER DUTY 2 - A CALL TO ACTION
Written on 13/10/2022
Read more
579
CONSUMER DUTY 3 - LAST CALL ON THE AGENDA PLAN REQUIREMENT - DEADLINE OCTOBER 22
Written on 13/10/2022
Read more
580
INDEX LINKERS, THE SAFEST INVESTMENT LOSES 40%
Written on 13/10/2022
Read more
581
THE GREAT BRITISH RETIREMENT SURVEY 2022 BY Interactive Investor
Written on 13/10/2022
Read more
582
ALVARO - CYBER SECURITY COLUMN
Written on 13/10/2022
Read more
585
COMPLIANCE NEWS - REASONS TO CELEBRATE
Written on 11/11/2022
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588
FCA FOCUS ON PROMOTIONS
Written on 25/11/2022
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589
KEN BAKSH INVESTMENT MONTHLY - APRIL 2023
Written on 02/12/2022
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590
ALVARO CYBER WEEKLY SECURITY REPORT - HOW SAFE ARE COOKIES?
Written on 02/12/2022
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591
ROYAL LONDON CUT ADRIFT OFFSHORE CLIENTS WITH UK PENSIONS
Written on 02/12/2022
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592
STREAMLINED GUIDANCE WILL FAIL THE IFA SECTOR
Written on 02/12/2022
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594
NEW! CUSTOM REGISTER ON BATSOFT
Written on 16/12/2022
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595
CONSUMER DUTY IN ACTION
Written on 16/12/2022
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596
ALVARO - CYBER SECURITY COLUMN - CHRISTMAS 22
Written on 16/12/2022
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597
ALVARO CYBER WEEKLY SECURITY REPORT - THE IMPORTANCE OF PREPARATION
Written on 27/01/2023
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598
PASSIVE INVESTMENT AND THE THREAT TO ADVICE
Written on 27/01/2023
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599
TIME AND THE ZEITGEIST FOR IFAS
Written on 06/03/2023
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600
ALVARO - CYBER SECURITY COLUMN - FEBRUARY 2023
Written on 06/03/2023
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601
CAPITAL GAINS TAX YEAR END PLANNING 2023
Written on 06/03/2023
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602
REG DATA TRAINING
Written on 06/03/2023
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603
The FTSE 100 has finally reached 8,000 for the first time.
Written on 06/03/2023
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604
AI IN FINANCIAL SERVICES
Written on 06/03/2023
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605
CHECK NI RECORDS BEFORE 5TH APRIL 23
Written on 07/03/2023
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606
ROBO ADVICE FAILS AGAIN
Written on 07/03/2023
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607
FIN07 AML FCA
Written on 24/03/2023
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608
CHAT AI AND THE COMPULSTION TO SAY PLEASE
Written on 24/03/2023
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635
THE PENSIONS MERRY GO ROUND
Written on 27/10/2023
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634
REGULATION AND JOINING THE ELITE
Written on 06/10/2023
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633
AUTO-COMPLAINT HANDLING
Written on 08/09/2023
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630
CONSUMER DUTY - NOW IT IS EMBEDDED
Written on 07/08/2023
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620
AUDIT OPTIONS FOR RETAIL FINANCIAL SERVICES
Written on 17/07/2023
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621
BOILED EGGS AND THE RIGHT OR WRONG ANSWERS
Written on 17/07/2023
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622
ALVARO CYBER SECURITY
Written on 17/07/2023
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623
FILE CHECKS – REQUEST FOR HELP!
Written on 17/07/2023
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624
HMRC FINES 419 BUSINESSES FOR AML NON-COMPLIANCE
Written on 17/07/2023
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625
LINKED-INTO FAKE PROFILES
Written on 17/07/2023
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626
CRISPIN ODEY, THE FCA AND COUNTER PARTY RISK
Written on 25/07/2023
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627
NEVER INVEST IN A FUND MANAGER CARRYING THE NAME OF THE FOUNDER
Written on 25/07/2023
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628
FCA - THE PRICE REGULATOR, SERVICING FEES AND MIFID RESTRICTIONS
Written on 25/07/2023
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629
FCA ABOLISHES THE FOUR WEEK COMPLAINTS RESPONSE LETTER
Written on 25/07/2023
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631
BATSOFT LAUNCH SM&CR TOOL
Written on 07/08/2023
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609
THE FCA LOVE A SURVEY
Written on 31/03/2023
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610
CHAT AI AND THE IFA
Written on 31/03/2023
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611
ALVARO CYBER SECURITY COLUMN - PHISHING
Written on 31/03/2023
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614
ALLIANCE TRUST AND THE PLACE OF IRONY IN FUND MANAGEMENT
Written on 10/05/2023
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615
SSAS SCHEMES - WHAT IS NOT TO LIKE?
Written on 10/05/2023
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616
FCA AND THE KILLER COMMENTS
Written on 12/05/2023
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619
RDR, the NCD and CHANGE
Written on 23/06/2023
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612
FAILURE TO PREVENT FRAUD TO HIT IFAs and BROKERS HARD
Written on 21/04/2023
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632
CYBER FRAUD AT TRAVEL AGENTS - ALVARO ADVISES BOOK YOUR HOLIDAY DIRECT WITH AIRLINE
Written on 11/08/2023
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