FCA License Application

CCL

FCA Forex Licence

SPI or API

IFA

IFAs use IFAC to sponsor their FCA licence

FCA Permissions

Firm authorised within a week

Audits

Systems and controls audit FCA style

FCA Gabriel Returns

Automated for us to submit

Mortgage Brokers

Licence to trade in Mortgages

AML

Anti Money Laundering

PSD

Payment Services

BAT

Risk and Practice Management Software

T&C

Financial exam suite for staff

Staff Intranet

Holidays and HR Software

Robo Compliance

Reg Tech solution

Compliance Support

Make your firm compliant.

Mergers and Acquisitions

We can sell your business as broker

Pension transfer file checks

PTOO facility - approved by PI insurers

PI Insurance

PI sourced and introduced

File Checks

Experienced file checkers

The path to DFM

FCA licence support

Fund Research

Fund Research & Management

Discretionary Fund

& Private Wealth Managers

Locum

locum membership

Introducer agreements

All you need

Panel

Panel for commission rates for term assurance

Paraplanning

We write your reports

Synaptics

Links to synaptics research at huge discounted cost using BAT

Sarasin & Partners