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June 16th	SMF16 COMPLIANCE DIRECTOR TRAINING
June 18th	M&A IN RETAIL FINANCIAL SERVICES - A GUIDE
June 25th	INTRODUCERS AND APPOINTED REPRESENTATIVES

Article news

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239	Model Discretionary Investment Management Agreement for a professional client Written by Charlie Palmer on 10/08/2018 Read more
240	GDPR for Will Writers and Trustees Written by Charlie Palmer on 10/08/2018 Read more
241	Data Protection and GDPR Written by Charlie Palmer on 10/08/2018 Read more
242	Compensation for Mis-sold SIPP/ investments & QROPs Written by Charlie Palmer on 10/08/2018 Read more
243	ETFs - an excellent introduction and risk assessment Written by Charlie Palmer on 10/08/2018 Read more
244	The GDPR is just beginning Written by Charlie Palmer on 10/08/2018 Read more
245	Pensions Ombudsman pushes pension transfer liability onto Occupational scheme Written by Charlie Palmer on 10/08/2018 Read more
246	Insistent clients dealt a final death-blow by tribunal Written by Charlie Palmer on 10/08/2018 Read more
247	Pensions Ombudsman pushes pension transfer liability onto Occupational scheme Written by Charlie Palmer on 10/08/2018 Read more
268	IFAC launch Automated Annual Money Laundering Report Written by Charlie Palmer on 05/02/2019 Read more
269	Commission Clawback risk drives new procedure Written by Charlie Palmer on 05/02/2019 Read more
270	Pure Legal blitz industry with interest only mortgage claims Written by Charlie Palmer on 05/02/2019 Read more
296	PII update on FOS limits Written by Charlie Palmer on 04/04/2019 Read more
299	Sale of a Biz for Goodwill Written by Charlie Palmer on 04/04/2019 Read more
302	Charlie Palmer explores regulation and change in financial services Written by Charlie Palmer on 11/04/2019 Read more
304	Dear CEO - Financial Promotions Written by Niel Gavin on 16/04/2019 Read more
311	FCA regulation of CMCs Written by Charlie Palmer on 03/05/2019 Read more
325	Disgruntled bank-clerk writes off debt without authority Written by Charlie Palmer on 07/06/2019 Read more
336	Claims Management Companies. Champion of the average client or far less altruistic? Written by Niel Gavin on 11/07/2019 Read more
349	Senior Managers Regime Written by Charlie Palmer on 08/08/2019 Read more
352	Synaptics Written by Charlie Palmer on 22/08/2019 Read more
353	Advising or Selling - Which are you doing? Written by Niel Gavin on 29/08/2019 Read more
359	HR FEATURE: Covert recording by employees. Written by Charlie Palmer on 23/09/2019 Read more
363	Appointed Reps and DA firms Written by Charlie Palmer on 02/10/2019 Read more
365	IHT revisited Written by Charlie Palmer on 11/10/2019 Read more
366	IHT revisited Written by Charlie Palmer on 11/10/2019 Read more
367	Senior Managers Regime - part three Written by Charlie Palmer on 11/10/2019 Read more
381	Shareholder or director? Written by Charlie Palmer on 29/11/2019 Read more
413	Model Fund Management Written by Charlie Palmer on 11/08/2020 Read more
430	NEW YEAR MESSAGE FROM IFAC Written by Charlie Palmer on 16/01/2021 Read more
439	Anti Money Laundering revisited for SMF 17’s Written by Charlie Palmer on 15/02/2021 Read more
471	IFAC ONLINE TRAINING - MAY AND JUNE 2021 Written by Charlie Palmer on 28/04/2021 Read more
485	IFAC welcome Peter Hall to help with BAT Written by Charlie Palmer on 28/06/2021 Read more
505	HR and Recruitment Page Written by Charlie Palmer on 01/12/2021 Read more
511	So how much CPD do you need in 2022? Written by Charlie Palmer on 04/01/2022 Read more