INTRODUCERS AND APPOINTED REPRESENTATIVES

1 hour

Starts at 10am June 25th 2021

Onboard  and manage introducers – your responsibilities Jeremy Hackett and Kirsty Turner

An interactive online TEAMS course lasting 60 minutes aimed at Compliance Managers looking to onboard introducers

The key requirements for a firm accepting introduced business in the retail financial services environment.

•  Reporting
  
•  Due diligence
•  FCA requirements
•  Ongoing monitoring

All who attend and pass will be certified as accredited by IFAC in this subject as required by FCA.

IFAC Members - free to attend click here for member verification 

Non members - fee of £50 plus vat register here