ONLINE TRAINING - INTRODUCERS AND APPOINTED REPRESENTATIVES
Written by Charlie Palmer on 27/04/2021

INTRODUCERS AND APPOINTED REPRESENTATIVES

1 hour

Starts at 10am June 25th 2021


Onboard  and manage introducers – your responsibilities Jeremy Hackett and Kirsty Turner

An interactive online TEAMS course lasting 60 minutes aimed at Compliance Managers looking to onboard introducers

The key requirements for a firm accepting introduced business in the retail financial services environment.

  •  Reporting
  •  Due diligence
  •  FCA requirements
  •  Ongoing monitoring


All who attend and pass will be certified as accredited by IFAC in this subject as required by FCA.

IFAC Members - free to attend click here for member verification 

Non members - fee of £50 plus vat register here  


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