We are specialists in compliance

Obtain your authorisation from the FCA with us.
At IFAC, we will act as your compliance support function.
Importantly this goes well beyond just complying with FCA rules.

IFAC act as compliance consultant for IFAs. Provide reassurance via file checks, audits, reviews, enquiries and strategic guidance. We run training courses and offer financial exams, and take on regulatory returns on Connect and Reg-Data. We also offer our members the use of a dedicated compliance managements system, BAT.

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Services

We provide your company with any service you may need in order to get everything up and running in no time.

Financial Adviser Compliance

Filechecks, Audits, T&C

Business Services

Complaints, Business Development,Technical Queries

Panel

Rates and Commission club

Documentation

SR Templates, Policy Templates

Regulatory Help

FCA Application, RegData returns, Attestations, Variation of Permissions

News

News and updates written by the IFAC Team.

Testimonials

Join a network full of bespoken services and happy customers
  • This is a fantastic job guys, second to none, well done.

    It's so easy now to do the commission runs, everything is within the system, very user friendly, report are easy to produce and they are rectifiable in the event of a mistake been made, this is great!, I could not ask for more, very well done.

    Thank you again for your help and support.

    — A happy customer

  • IFAC gave me the  BAT system which has everything Intelliflo and Adviser Office had, and is simple and well laid out at a fraction of the price. It has all the same features except it doesn't get valuation feeds from platform valuations but you can get that more accurately direct from the platforms. 

    Ravi, Chancery Wall

    — Ravi, at Chancery Wall

  • Really appreciate the help with due diligence on our recent takeover of a firm.  You helped with checking the target company files, and showed us the errors and compliance standards used to date.  This information gave us facts to help us decide on next steps.

    Client at consolidator firm

    — Due diligence for a takeover

  1. A happy customer
  2. Ravi, at Chancery Wall
  3. Due diligence for a takeover






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Contact us

Any query? Don't hesitate and write us an e-mail or give us a phone call. We will be glad to assist you.

Colgate Farm, Ham Rd,
Charlton Kings,
Cheltenham GL54 4EZ,
United Kingdom
01242 80 70 10