With the experience in file checking pre sale and post sale file checks; Our file checkers has been in financial services for over 20 years with major retail financial services firms.

When checking files our team attempts to understand the client's situation and considers the big picture as well as the product being checked. We believe that the demands of the FCA make it imperative that the files are thorough, and that we also personalise the report and engage the client, and not simply protect our position with standard wording and warnings.

Files should tell a story from beginning to end, ensuring that suitability is clearly shown to a third party. Files must prove that clients are achieving good outcomes and that the client can fully understand the recommendation being made.

Contact us for more information theIFACteam@ifac.eu or call us 01242 80 70 10.