ALL COURSES START AT 10AM and finish between 11AM and 12midday
| June 16th | SMF16 COMPLIANCE DIRECTOR TRAINING |
|---|---|
| June 18th | M&A IN RETAIL FINANCIAL SERVICES - A GUIDE |
| June 25th | INTRODUCERS AND APPOINTED REPRESENTATIVES |
New Supervisor Audit Pack issued by IFAC
Written on 07/05/2021
.jpg)
Kirsty Turner, Head of Compliance at IFAC and John Downs, CEO of IFAC have combined to produce a new Audit pack for IFAs and MGI firms.
This is a set of tracks, including guidance, for any audit to follow.
Updated May 21
Click here to download.
All news
Other categories
10 last entries
Newsletter - August 2024
Kirsty Turner - 30/08/2024ICARA CAPITAL ADEQUACY RULES FOR IFAS
Charlie Palmer - 05/12/2023THE PENSIONS MERRY GO ROUND
Charlie Palmer - 27/10/2023REGULATION AND JOINING THE ELITE
Charlie Palmer - 06/10/2023AUTO-COMPLAINT HANDLING
Charlie Palmer - 08/09/2023CYBER FRAUD AT TRAVEL AGENTS - ALVARO ADVISES BOOK YOUR HOLIDAY DIRECT WITH AIRLINE
Charlie Palmer - 11/08/2023BATSOFT LAUNCH SM&CR TOOL
Charlie Palmer - 07/08/2023CONSUMER DUTY - NOW IT IS EMBEDDED
Charlie Palmer - 07/08/2023FCA ABOLISHES THE FOUR WEEK COMPLAINTS RESPONSE LETTER
Charlie Palmer - 25/07/2023FCA - THE PRICE REGULATOR, SERVICING FEES AND MIFID RESTRICTIONS
Charlie Palmer - 25/07/2023
Kirsty Turner - 30/08/2024ICARA CAPITAL ADEQUACY RULES FOR IFAS
Charlie Palmer - 05/12/2023THE PENSIONS MERRY GO ROUND
Charlie Palmer - 27/10/2023REGULATION AND JOINING THE ELITE
Charlie Palmer - 06/10/2023AUTO-COMPLAINT HANDLING
Charlie Palmer - 08/09/2023CYBER FRAUD AT TRAVEL AGENTS - ALVARO ADVISES BOOK YOUR HOLIDAY DIRECT WITH AIRLINE
Charlie Palmer - 11/08/2023BATSOFT LAUNCH SM&CR TOOL
Charlie Palmer - 07/08/2023CONSUMER DUTY - NOW IT IS EMBEDDED
Charlie Palmer - 07/08/2023FCA ABOLISHES THE FOUR WEEK COMPLAINTS RESPONSE LETTER
Charlie Palmer - 25/07/2023FCA - THE PRICE REGULATOR, SERVICING FEES AND MIFID RESTRICTIONS
Charlie Palmer - 25/07/2023