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file check forms and guides

File description:

A complete list of file checking requirements, including checklists and actual file check forms, as used on BAT.

Includes all FCA mandated questions and checks. 

Covers Pension switch, pension, protection, mtge, investments, general.

It also includes guides to checking (4 pages word 1,000 words approx) on each category there are each of six pages and approx 1,000 words doc.


UPDATED Jan 2020


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