The complete back office compliance system. This system has everything that a compliance officer / supervisor can possibly need for compliance. It is nothing if not comprehensive.
This software has a wide range of features, including the following:
- New Business Log
- Turnover Recording
- Online Exams and CPD Log
- Client Management System
- Gabriel returns
- Document library
An all-encompassing system, Bat is currently used by over 400 advisers throughout the UK as their default back office compliance solution. If required the software can be white-labelled with your own branding.
This solution is packed full of functionally and combines the following features all in one easy to use package:
This section allows you to centrally store all information relating to your companies business. This information could include: Investment policies, Pension policies, Protection policies and Mortgage policies.
This section allows you to record all of your companies turnover. Once all of the information is in the system, it is then streamlined to satisfy the FCA (RMAR).
Internal Compliance section allows you to save important company documents such as complaints, promotions, bank statements, account details, gift register and others.
This section allows you to add qualifications, profesional bodies and to take a wide range of pre-built exams. The exams cover many topics including data protection, complaints, market abuse, pension freedom and many more. These exams are updated by our team annually.
The Document library is ever expanding and currently contains 100's of useful documents. IFAC customers, via Bat, have access free of charge, to a comprehensive suite of documentation. Note all documentation within the library is also available to purchase on an ad hoc basis here. Core documents include suites of suitability letters, Fact Finds, Auto Enrolment, Compliance/T&C Manuals, but also some more niche areas such as Recruitment/HR, documents at FD/CEO level.
Bat is hosted securely in the cloud which gives you plenty of flexibility as it can be accesed from any location via the internet.
Our membership fees are displayed on our fees page.